Rippling

Risk Operations and Process Management Specialist

Software Engineer II

Manager, Implementation APAC

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Rippling is seeking a Risk Operations and Process Management Specialist to join our Risk Operations team. In this pivotal role, you will be instrumental in optimizing our operational efficiency, enhancing our risk management processes, and driving continuous improvement across the department. You will be responsible for managing and overseeing operational metrics and dashboards, leveraging data insights to identify and implement process and system enhancements, and championing governance processes within Risk Operations. This role requires a blend of analytical prowess, a keen eye for operational bottlenecks, and a strong background in risk and compliance operations. It's an exciting opportunity to make a direct impact by supporting Rippling’s commitment to maintaining a robust and effective risk management framework in a fast-paced, innovative environment.

Senior Software Engineer - Object Graph

<h2 class="text-2xl md:text-3xl font-bold mt-10 mb-4 border-b pb-2 text-gray-800">About Rippling</h2><p class="my-4 text-gray-700 leading-relaxed">gives businesses one place to run HR, IT, and Finance. It brings together all of the workforce systems that are normally scattered across a company, like payroll, expenses, benefits, and computers. For the first time ever, you can manage and automate every part of the employee lifecycle in a single system.</p><p class="my-4 text-gray-700 leading-relaxed">Take onboarding, for example. With , you can hire a new employee anywhere in the world and set up their payroll, corporate card, computer, benefits, and even third-party apps like Slack and Microsoft 365—all within 90 seconds.</p><p class="my-4 text-gray-700 leading-relaxed">Based in San Francisco, CA, <a href="https://www.rippling.com/careers#:~:text=GLOBAL%20EMPLOYEES-,%241.4B%2B,-RAISED%20TO%20DATE" target="_blank" rel="noopener noreferrer" class="text-blue-600 hover:text-blue-800 hover:underline transition-colors duration-200"> has raised $1.4B+</a> from the world’s top investors—including Kleiner Perkins, Founders Fund, Sequoia, Greenoaks, and Bedrock—and was named one of America's best startup employers by Forbes.</p><p class="my-4 text-gray-700 leading-relaxed">We prioritize candidate safety. Please be aware that all official communication will only be sent from @<a href="http://www.rippling.com/" target="_blank" rel="noopener noreferrer" class="text-blue-600 hover:text-blue-800 hover:underline transition-colors duration-200"> .com</a> addresses.</p><h2 class="text-2xl md:text-3xl font-bold mt-10 mb-4 border-b pb-2 text-gray-800">About the Role</h2><p class="my-4 text-gray-700 leading-relaxed">is seeking a specialist to join our Risk Operations team. In this pivotal role, you will be instrumental in optimizing our operational efficiency, enhancing our risk management processes, and driving continuous improvement across the department. You will be responsible for managing and overseeing operational metrics and dashboards, leveraging data insights to identify and implement process and system enhancements, and championing governance processes within Risk Operations.</p><p class="my-4 text-gray-700 leading-relaxed">This role requires a blend of analytical prowess, a keen eye for operational bottlenecks, and a strong background in risk and compliance operations. It's an exciting opportunity to make a direct impact by supporting ’s commitment to maintaining a robust and effective risk management framework in a fast-paced, innovative environment.</p><h2 class="text-2xl md:text-3xl font-bold mt-10 mb-4 border-b pb-2 text-gray-800">What You Will Do</h2><ul class="list-disc list-inside my-5 pl-5 space-y-2 text-gray-700"><li class="leading-relaxed">Manage and oversee key operational metrics, dashboards, and reporting to provide real-time insights into departmental performance and efficiency.</li><li class="leading-relaxed">Utilize data analysis to identify trends, root causes of inefficiencies, and opportunities for process and system improvements within risk operations.</li><li class="leading-relaxed">Proactively identify, analyze, and recommend process improvement initiatives, developing clear, actionable plans for implementation.</li><li class="leading-relaxed">Drive the adoption of best practices and process standardization across various risk operational functions, including fraud, compliance, and KYC.</li><li class="leading-relaxed">Manage the governance processes for the Risk Operations department, ensuring adherence to internal policies, regulatory requirements, and industry best practices.</li><li class="leading-relaxed">Collaborate cross-functionally with Product, Engineering, Compliance, and other teams to implement system enhancements and streamline workflows.</li><li class="leading-relaxed">Develop and maintain documentation for operational processes, policies, and procedures, ensuring they are current, accurate, and easily accessible.</li><li class="leading-relaxed">Support training initiatives related to new processes, tools, and system changes to ensure smooth adoption and compliance.</li></ul><h2 class="text-2xl md:text-3xl font-bold mt-10 mb-4 border-b pb-2 text-gray-800">What You Will Need</h2><ul class="list-disc list-inside my-5 pl-5 space-y-2 text-gray-700"><li class="leading-relaxed">4+ years of experience in risk operations, business process management, or a related field, with a strong focus on process improvement and operational efficiency.</li><li class="leading-relaxed">Demonstrated experience in Risk / Compliance Operations Management, and Business Process Management.</li><li class="leading-relaxed">Strong knowledge and practical experience with process improvement methodologies (e.g., Lean Six Sigma, BPMN) and agile framework.</li><li class="leading-relaxed">Proven ability to manage and analyze operational metrics, build dashboards, and derive actionable insights from complex data sets.</li><li class="leading-relaxed">Excellent analytical, problem-solving, and communication skills, with the ability to articulate complex issues and propose effective solutions to diverse stakeholders.</li><li class="leading-relaxed">Experience in managing governance structures and ensuring adherence to departmental standards and regulatory requirements.</li><li class="leading-relaxed">Proficiency with data analysis tools and process mapping software is a plus.</li><li class="leading-relaxed">Strong organizational skills and meticulous attention to detail, with the ability to manage multiple priorities in a dynamic, fast-paced environment.</li><li class="leading-relaxed">BA/BS degree required; professional certifications such as Lean Six Sigma or PMP are a strong plus.</li></ul><h2 class="text-2xl md:text-3xl font-bold mt-10 mb-4 border-b pb-2 text-gray-800">About the Team</h2><p class="my-4 text-gray-700 leading-relaxed">’s Risk Operations team is a dynamic and essential part of the organization, dedicated to safeguarding the company from various financial and operational risks. Our team comprises experts in fraud, compliance, and operational excellence who collaborate to build scalable, innovative solutions that keep secure and efficient.</p><p class="my-4 text-gray-700 leading-relaxed">We believe that robust risk management can be a driver of growth and innovation. Join us and help shape the future of operational excellence in a rapidly growing, innovative company, where smart, efficient processes enable both security and business expansion.</p>

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<p>- This assessment gives us an idea of your C++ skills<br>- Companies that evaluate this skillset in interviews: <strong>Rockstar Games, Ubisoft, Mayhem Studios, etc.</strong><br>- 10 Multiple Choice questions<br>- Average time to complete: <strong>7 to 10 minutes</strong></p>

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upstox

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The Specialist - Compliance will join a team dedicated to preventing, detecting, and mitigating compliance, regulatory, and reputational risks. This role involves assessing firm compliance, monitoring new laws, designing controls, conducting surveillance, and leading responses to regulatory examinations and audits. The ideal candidate will possess sound judgment and adaptability to evolving regulatory landscapes, contributing to a diverse team.

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<h1 class="text-3xl md:text-4xl font-extrabold mt-6 mb-4 text-gray-900 tracking-tight">The Upstox Story:</h1><p class="my-4 text-gray-700 leading-relaxed">Upstox is one of India's leading Fin-Tech companies with a mission to simplify trading & investing to make it easily accessible to the masses. We aim to enable everyone, from new investors to seasoned traders, to invest across multiple categories with our <strong>state-of-the-art trade & investment platform</strong> and <strong>commission-free pricing</strong>. We offer numerous asset categories to invest in, like Stocks, IPOs, Mutual Funds, and more.</p><p class="my-4 text-gray-700 leading-relaxed">By focusing on our customers’ needs and equipping them with personalized yet powerful tools, we witnessed a steep growth of 800% in our customer base from <strong>25 Thousand</strong> in 2017 to <strong>2 Lakh</strong> in 2019. With 1500% growth in 2020, currently, over <strong>10 million</strong> customers trust us with their investment decisions, thus setting us on the course to become an industry-leader in the country.</p><p class="my-4 text-gray-700 leading-relaxed">Our mission is simple - to break down the complexities of investing and make it more effortless, accessible, affordable, and easy for the masses to adopt. This key principle when infused with intuitive design and leading-edge technology will help us empower every Indian to take control of their investments.</p><p class="my-4 text-gray-700 leading-relaxed">RKSV Securities was founded by Ravi Kumar and Shrinivas Viswanath in <strong>2009</strong> and was soon graced by Kavitha Subramanian as the third co-founder in <strong>2016</strong>. Backed by Ratan Tata, Upstox had raised <strong>$4 million</strong> in Series A funding in early <strong>2016</strong> that was led by Kalaari Capital. The <strong>Series B</strong> funding round scaled multifold and witnessed an investment of <strong>$25 million</strong> by US-based investment firm - Tiger Global Management in <strong>September 2019.</strong></p><p class="my-4 text-gray-700 leading-relaxed">We have a team of highly skilled technology and finance professionals, and are currently looking for highly motivated field experts to be part of our high-energy team.</p><h1 class="text-3xl md:text-4xl font-extrabold mt-6 mb-4 text-gray-900 tracking-tight">About Team:</h1><p class="my-4 text-gray-700 leading-relaxed">Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance assess the firms compliance, regulatory and reputational risk, monitors for compliance with new or amended laws , rules , regulations and guidelines, designs and implements controls, policies , procedure, conducts surveillance , monitors for compliance risks and breaches and leads the firms response to regulatory examination, audits and inquiries.</p><p class="my-4 text-gray-700 leading-relaxed">We are looking for who possess sound judgment, adaptable to changing regulatory landscape . You will be part of a team with members from a wide range of academic and professional background.</p><h1 class="text-3xl md:text-4xl font-extrabold mt-6 mb-4 text-gray-900 tracking-tight">Key Responsibilities:</h1><h2 class="text-2xl md:text-3xl font-bold mt-10 mb-4 border-b pb-2 text-gray-800">Regulatory Compliance:</h2><ul class="list-disc list-inside my-5 pl-5 space-y-2 text-gray-700"><li class="leading-relaxed">Responsible for regulatory compliance - Ensure compliance with all rules, regulations, byelaws, circulars and other guidelines, issued from time to time, by the exchanges, depositories, SEBI, and other regulatory bodies.</li><li class="leading-relaxed">Manage all operational processes as per regulatory framework to ensure compliance to the regulatory guidelines.</li><li class="leading-relaxed">Maintenance of process documents (SOPs), Policies, trackers for ensuring adequate records are in place for easy data extraction, and carryout relevant updations in the same from time to time</li><li class="leading-relaxed">Handle preparation, reporting and submission of necessary reports and documents to the relevant authorities in an accurate and timely manner.</li><li class="leading-relaxed">Liaising with Exchanges, Depositories for routine matters</li></ul><h2 class="text-2xl md:text-3xl font-bold mt-10 mb-4 border-b pb-2 text-gray-800">Circular Tracking and Implementation:</h2><ul class="list-disc list-inside my-5 pl-5 space-y-2 text-gray-700"><li class="leading-relaxed">Track and interpret circulars from all concerned regulatory bodies and conduct discussions with all stakeholders.</li><li class="leading-relaxed">Understand system requirements and draft business requirements,if applicable.</li><li class="leading-relaxed">Carry out the relevant changes in the processes / documents in line with the regulatory circulars / guidelines</li><li class="leading-relaxed">Oversee the end to end implementation of necessary changes.</li></ul><h2 class="text-2xl md:text-3xl font-bold mt-10 mb-4 border-b pb-2 text-gray-800">Data Analysis and Compliance Assurance:</h2><ul class="list-disc list-inside my-5 pl-5 space-y-2 text-gray-700"><li class="leading-relaxed">Perform data analysis to ensure accurate reporting to regulators and exchanges.</li><li class="leading-relaxed">Data collation, analysis and periodic review to ensure ongoing compliance with all regulatory requirements.</li></ul><h2 class="text-2xl md:text-3xl font-bold mt-10 mb-4 border-b pb-2 text-gray-800">Audit and Inspection Handling:</h2><ul class="list-disc list-inside my-5 pl-5 space-y-2 text-gray-700"><li class="leading-relaxed">Manage all internal and external audits and inspections including data collation, data verification, data submission and observation responses for various audits and inspection of the broking and DP business.</li><li class="leading-relaxed">Serve as the primary point of contact for auditors and inspection officials.</li><li class="leading-relaxed">Prepare and present audit reports and compliance findings for review by senior management.</li></ul><h2 class="text-2xl md:text-3xl font-bold mt-10 mb-4 border-b pb-2 text-gray-800">Management Information System (MIS) Tracking:</h2><ul class="list-disc list-inside my-5 pl-5 space-y-2 text-gray-700"><li class="leading-relaxed">Maintain relevant data on an ongoing basis for preparation of MIS</li><li class="leading-relaxed">Prepare and maintain MIS reports.</li><li class="leading-relaxed">Analyze MIS data to support compliance and regulatory reporting.</li></ul><h1 class="text-3xl md:text-4xl font-extrabold mt-6 mb-4 text-gray-900 tracking-tight">Qualifications:</h1><ul class="list-disc list-inside my-5 pl-5 space-y-2 text-gray-700"><li class="leading-relaxed">4+ years of relevant experience</li><li class="leading-relaxed">Bachelor’s degree in Finance, Business Administration, or a related field. Advanced degrees or certifications in compliance or regulatory affairs are a plus.</li><li class="leading-relaxed">Proven experience in regulatory compliance, preferably within the financial sector</li><li class="leading-relaxed">Strong analytical skills with the ability to interpret and act upon complex data.</li><li class="leading-relaxed">Excellent communication skills, both written and verbal, with the ability to interact effectively with regulatory bodies, auditors.</li><li class="leading-relaxed">Strong interpersonal and teamwork skills to enable working with various internal stakeholders</li><li class="leading-relaxed">Proficiency in using compliance tracking systems and other relevant software tools and understanding of system requirements.</li><li class="leading-relaxed">Strong organizational skills with the ability to manage multiple projects and deadlines.</li></ul><h1 class="text-3xl md:text-4xl font-extrabold mt-6 mb-4 text-gray-900 tracking-tight">Preferred Skills:</h1><ul class="list-disc list-inside my-5 pl-5 space-y-2 text-gray-700"><li class="leading-relaxed">In-depth knowledge of SEBI regulations and other relevant financial regulations.</li><li class="leading-relaxed">Experience with business requirement drafting and system implementation.</li><li class="leading-relaxed">Proven ability to handle audits and inspections successfully.</li><li class="leading-relaxed">Strong attention to detail and commitment to maintaining high standards of compliance.</li></ul><h1 class="text-3xl md:text-4xl font-extrabold mt-6 mb-4 text-gray-900 tracking-tight">Psst… tips on how you can beat the competition:</h1><p class="my-4 text-gray-700 leading-relaxed">If you can showcase your abilities to:</p><ul class="list-disc list-inside my-5 pl-5 space-y-2 text-gray-700"><li class="leading-relaxed">Be self-driven / quick starter</li><li class="leading-relaxed">Have an ownership mindset</li><li class="leading-relaxed">Aggressively drive and deliver results</li></ul><p class="my-4 text-gray-700 leading-relaxed">A basic requirement but one that many forget: Make sure you go through our website, download our app and give us feedback!</p><p class="my-4 text-gray-700 leading-relaxed">By applying for this position, you acknowledge that you have reviewed our Prospective Employee Privacy Notice, which outlines how Upstox collects, uses, and protects your personal information ("PI").""I accept Upstox's Prospective Employee Privacy Notice."</p><p class="my-4 text-gray-700 leading-relaxed">Upstox is an Equal Opportunity Employer; all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, veteran status, or other characteristics.</p>

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This assessment gives us an idea of your C++ skills- Companies that evaluate this skillset in interviews: Rockstar Games, Ubisoft, Mayhem Studios, etc.- 10 Multiple Choice questions- Average time to complete: 7 to 10 minutes

Let's assess your Data Structures! - This assessment gives us an idea of your problem solving skills using DSA- Companies that evaluate this skillset in interviews: MPL, LILA Games, GSN Games, etc.- 10 Multiple Choice questions

Data Structures and Algorithms

Let's assess your Programming Patterns! ????- This assessment gives us an idea of your code architecture skills- Companies that evaluate this skillset in interviews: Dirtcube, PTW, Playshifu, etc.

Programming Patterns

Let's assess your OOPs skills! ????- This assessment gives us an idea of your fundamental OOPS concepts and Solid principles skills- Companies that evaluate this skillset in interviews: Hitwicket, GSN Games, Tomo Club, etc.

Object Oriented Programming

Let's assess your Unity Skills ????- This assessment gives us an idea of your Unity fundamentals- Companies you can apply for after taking this assessment: Godspeed games, Salvation Games, nCore Games, etc.