Assistant Manager - Regulatory Compliance

1 Day ago • 7 Years +

Job Summary

Job Description

As an Assistant Manager - Regulatory Compliance, you will assist in monitoring the Compliance Portal, contribute to the development and implementation of compliance programs, research regulatory requirements, execute tasks accurately, and perform analysis to identify trends. You will also partner with other members of the risk and compliance team for data analysis, support the design and maintenance of compliance reporting libraries, perform control testing, communicate fact patterns, and draft responses for incoming complaints. You will also provide support for responding to regulatory inquiries and examinations. This role requires strong analytical skills, attention to detail, and the ability to interpret regulatory information.
Must have:
  • 7 years of experience in audit, compliance, or risk management
  • 3 years of experience supporting internal business stakeholders
  • Experience translating complex ideas into clear narratives
  • Understanding of compliance or risk management principles
  • Strong analytical skills and attention to detail
  • Strong time management, organizational skills
  • Ability to navigate ambiguity and be hands-on
  • Desire to be a reliable partner
Good to have:
  • 2+ years of experience within Fintech
  • 1+ years scripting experience in SQL
  • Relevant coursework or certifications
  • Experience working with data systems or reporting tools

Job Details

We started Novo to challenge the status quo— we’re on a mission to build the operating system to destroy the back office, so small businesses (SMB’s) can do more of what they love. Novo is flipping the script of the FinTech world, and we’re excited to lead the small business FinTech revolution.

We are looking for people of character. Pragmatic and capable people who want to see their work drive better outcomes for small businesses — the backbone of our economy. You will join our team and work on the building blocks of everything Novo ships.

  Why Novo?

  • Novo is a rapidly growing series B fintech startup with a mission-driven team that’s passionate about helping every small business in America
  • Positive, inclusive, supportive culture cheering you on your journey
  • We work with very new technologies and architecture patterns 
  • We provide learning and development budgets to help you grow and bond with your team 
  • Able to work from the office 3+ days per week
  • Offices in NYC, Miami, India, and Colombia

About Us: 

We started Novo to challenge the status quo— we’re on a mission to build the operating system to destroy the back office, so small businesses (SMB’s) can do more of what they love. Novo is flipping the script of the FinTech world, and we’re excited to lead the small business FinTech revolution.

  Why Novo?

Novo is a rapidly growing series B fintech startup with a mission-driven team that’s passionate about helping every small business in America

  • Positive, inclusive, supportive culture cheering you on your journey
  • We work with very new technologies and architecture patterns 
  • We provide learning and development budgets to help you grow and bond with your team 
  • Able to work from the office 3+ days per week
  • Offices in NYC, Miami, India, and Colombia

We are looking for a Compliance Specialist that can engage in various areas of the risk and compliance team, who understands how to take a data-driven approach to compliance, and how to effectively communicate across the organization and with external stakeholders to deliver. If you're passionate about finding the right balance of innovation and compliance for underserved markets, then we want to chat. Are you ready to revolutionize the small business banking industry with us? Are you ready to revolutionize the small business banking industry with us?

Responsibilities of the Role: 

  • Assist in the monitoring of the Compliance Portal, used to escalate approvals, inquiries, issues and enhancements of compliance and risk matters from other lines of business; identify, create, recommend, and implement new and/or enhanced practices.
  • Contribute to the development and implementation of new and/or enhanced compliance programs and enterprise-wide initiatives.
  • Research and assess new and proposed regulatory requirements (e.g., statutes, regulations, bulletins) to assist in the development of risk assessment, written program and compliance testing responsibilities 
  • Execute tasks accurately within timeframes allotted while working collaboratively across multiple lines of business.
  • Execute and enhance a framework for completion of reporting, including reports for management and banking partners. 
  • With minimal supervision, perform analysis, identify trends and follow up on opportunities of enhancement. 
  • Partner with other members of the risk and compliance team to query various data points leveraged for third-party audit, internal compliance testing, risk assessment and other ad-hoc needs.
  • Support the design, maintenance, and organization of compliance reporting libraries, shared drives, and documentation repositories.
  • Explore and quickly grasp new technologies and analysis tools
  • Perform control testing, document results and provide updates to the line of business, as necessary to ensure timely alignment with the annual testing schedule.
  • Succinctly and clearly communicate complex fact patterns to others
  • Execute necessary investigations and draft response for incoming complaints delivered through regulatory and BBB channels
  • Provide support for responding to regulatory inquiries and examinations
  • Other duties, as assigned

Requirements for the Role: 

  • At least 7 years of experience in audit, compliance, or risk management
  • At least 3 years of experience supporting, partnering and interacting with internal business stakeholders
  • Experience translating complex ideas and data into clear, engaging narratives across multiple formats to key stakeholders
  • Understanding of compliance or risk management principles and interest in strengthening subject matter expertise across multiple compliance areas. 
  • Ability to work independently on complex assignments with strong analytical skills, attention to detail, and the ability to interpret regulatory information
  • Strong time management, organizational, and prioritization skills, with the ability to complete multiple concurrent tasks within close deadlines and a high degree of accuracy and detail
  • Ability to navigate ambiguity in a fast-changing environment, being hands-on and going beyond direct job responsibilities to help achieve success
  • Desire to be a reliable partner that collaborates with multiple business stakeholders across multiple lines of business
  • Excellent research and communication skills

Nice To Have, but Not Required:

  • 2+ years of experience within Fintech 
  • 1+ years scripting experience in SQL
  • Relevant coursework or certifications in compliance, risk management, or data analytics (e.g., CRCM or similar certifications).
  • Experience working with data systems or reporting tools

Novo values diversity as a core tenet of the work we do and the businesses we serve. We are an equal opportunity employer, indiscriminate of race, religion, ethnicity, national origin, citizenship, gender, gender identity, sexual orientation, age, veteran status, disability, genetic information or any other protected characteristic.

Similar Jobs

Level lr - Full Stack Engineer

Level lr

(Remote)
1 Day ago
Unisys - DBA Vendor Sr Analyst

Unisys

Bogotá, Bogota, Colombia (On-Site)
23 Hours ago
Whatnot - Machine Learning Scientist

Whatnot

(Remote)
1 Day ago
Trendyol - Operational Development & Excellence Professionals

Trendyol

İstanbul, İstanbul, Türkiye (Hybrid)
6 Months ago
INTEL - Software Application Development Engineer

INTEL

Santa Clara, California, United States (Hybrid)
21 Hours ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

Rackspace Technology - Cloud Business Consultant

Rackspace Technology

Aguascalientes, Aguascalientes, Mexico (Remote)
1 Month ago
Airbyte - Technical Support Engineer

Airbyte

San Francisco, California, United States (On-Site)
1 Day ago
Netflix - Software Engineer (L5) - Experimentation Platform

Netflix

Los Gatos, California, United States (On-Site)
6 Months ago
Google - Product Quality Engineer

Google

Mexico (On-Site)
2 Days ago
NOVOMATIC - IT Support Engineer (2nd line)

NOVOMATIC

Zabierzów, Lesser Poland Voivodeship, Poland (Hybrid)
4 Months ago
Google - Data Scientist, Product

Google

Hyderabad, Telangana, India (On-Site)
2 Weeks ago
Next Level Business Services - Markit EDM

Next Level Business Services

Pittsburgh, Pennsylvania, United States (On-Site)
6 Months ago
Scopely - Senior Analytics Engineer

Scopely

Mexico City, Mexico City, Mexico (Hybrid)
4 Months ago
Miniclip - Senior Data Analyst

Miniclip

London, England, United Kingdom (On-Site)
1 Day ago

Get notifed when new similar jobs are uploaded

Jobs in Bengaluru, Karnataka, India

Invenio - MuleSoft Senior Consultant

Invenio

Hyderabad, Telangana, India (On-Site)
1 Month ago
NVIDIA - Software QA Test Developer - Automotive SoC

NVIDIA

Hyderabad, Telangana, India (On-Site)
1 Month ago
DNEG - FP&A Manager

DNEG

Mumbai, Maharashtra, India (Hybrid)
2 Months ago
Alphasense - Join AlphaSense India Talent Community

Alphasense

Bengaluru, Karnataka, India (On-Site)
8 Hours ago
Enphase Energy - Senior Database Engineer

Enphase Energy

Bengaluru, Karnataka, India (On-Site)
3 Months ago
Assystems - Site Engineer- Civil

Assystems

Bagalkote, Karnataka, India (On-Site)
6 Months ago
Cricketpedia - Full-Stack Engineer(Backend in PHP)

Cricketpedia

Gurugram, Haryana, India (Remote)
2 Years ago
PropReturns - Senior Data Scientist

PropReturns

Maharashtra, India (On-Site)
8 Months ago
NCR Atleos - Software Engineer III

NCR Atleos

Hyderabad, Telangana, India (On-Site)
23 Hours ago
Google - Service Delivery Manager

Google

Haryana, India (On-Site)
2 Days ago

Get notifed when new similar jobs are uploaded

Similar Category Jobs

Looks like we're out of matches

Set up an alert and we'll send you similar jobs the moment they appear!

About The Company

New York, New York, United States (On-Site)

New York, New York, United States (Hybrid)

New York, New York, United States (On-Site)

New York, New York, United States (On-Site)

Bengaluru, Karnataka, India (On-Site)

Gurugram, Haryana, India (On-Site)

Bengaluru, Karnataka, India (On-Site)

New York, New York, United States (On-Site)

New York, New York, United States (On-Site)

New York, New York, United States (On-Site)

View All Jobs

Get notified when new jobs are added by Novo

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug