Business Services Risk & Compliance - Independence Assessment - Associate 2

2 Months ago • 1-2 Years • Legal

Job Summary

Job Description

The Associate for Independence Assessments supports the team in executing the Independence Assessment (IA) process. This involves assisting with assurance processes (partner rotation, CES, and AFS processes), addressing compliance queries, and participating in training to enhance skills and knowledge. Responsibilities include assisting in executing IA processes, ensuring compliance with standards, and supporting partner rotation, CES, and AFS processes. The role requires a Bachelor's or Master's degree in a related field and 1-2 years of experience in risk management, compliance, or audit services. Strong communication and teamwork skills are essential.
Must have:
  • Bachelor's/Master's degree in related field
  • 1-2 years experience in relevant industry
  • Strong communication and teamwork skills
  • Proficiency in compliance-related software
  • Execute IA processes and ensure compliance

Job Details

Line of Service

Internal Firm Services

Industry/Sector

Not Applicable

Specialism

Advisory - Other

Management Level

Associate

Job Description & Summary

At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.

Those in independence, ethics and business conduct at PwC facilitates adherence to ethical standards and promote a culture of integrity within the organisation. Working in this area, you will be responsible for developing and implementing policies and procedures to facilitate compliance with legal and regulatory requirements.

Driven by curiosity, you are a reliable, contributing member of a team. In our fast-paced environment, you are expected to adapt to working with a variety of clients and team members, each presenting varying challenges and scope. Every experience is an opportunity to learn and grow. You are expected to take ownership and consistently deliver quality work that drives value for our clients and success as a team. As you navigate through the Firm, you build a brand for yourself, opening doors to more opportunities.

Examples of the skills, knowledge, and experiences you need to lead and deliver value at this level include but are not limited to:

  • Apply a learning mindset and take ownership for your own development.
  • Appreciate diverse perspectives, needs, and feelings of others.
  • Adopt habits to sustain high performance and develop your potential.
  • Actively listen, ask questions to check understanding, and clearly express ideas.
  • Seek, reflect, act on, and give feedback.
  • Gather information from a range of sources to analyse facts and discern patterns.
  • Commit to understanding how the business works and building commercial awareness.
  • Learn and apply professional and technical standards (e.g. refer to specific PwC tax and audit guidance), uphold the Firm's code of conduct and independence requirements.

Job Summary:
The Associate for Independence Assessments supports the team in executing the Independence Assessment (IA) process. This role involves assisting with assurance processes and participating in training to enhance skills and knowledge in compliance.
Major Responsibilities:
  • Independence Assessment Support:
    • Assist in executing IA processes and ensure compliance with standards.
    • Engage in training programs to develop expertise in independence assessments.
  • Assurance Processes:
    • Support partner rotation, CES, and AFS processes.
    • Assist in addressing queries related to compliance and assurance.
Qualifications:
Bachelor's or Master's Degree: A degree in accounting, finance, business administration, or a related field is usually required.

Industry Experience: 1 - 2 years of experience in the specific industry relevant to the firm (e.g., Risk Management, Compliance, Audit services) can be beneficial.
Candidates should demonstrate basic proficiency in software and tools relevant to compliance processes. Additionally, strong communication skills and the ability to work effectively within a team environment are essential.
Working Conditions:
  • Office-based with potential for remote work flexibility.

Education (if blank, degree and/or field of study not specified)

Degrees/Field of Study required:

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Optional Skills

Accepting Feedback, Accepting Feedback, Active Listening, Business Continuity, Business Process Improvement, Business Process Modeling, Business Risk, Business Risk Identification, Communication, Contract Negotiation, Contractual Risk Mitigation, Corporate Governance, Crisis Management, Data Analysis and Interpretation, Emotional Regulation, Empathy, Enterprise Risk Management (ERM), Governance Risk Compliance (GRC), Inclusion, Intellectual Curiosity, Mitigation Measures, Negotiation Coaching, Operational Risk Management, Optimism, Policy and Procedures {+ 17 more}

Desired Languages (If blank, desired languages not specified)

Travel Requirements

Not Specified

Available for Work Visa Sponsorship?

No

Government Clearance Required?

No

Job Posting End Date

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About The Company

At PwC, our purpose is to build trust in society and solve important problems. We’re a network of firms in 152 countries with over 327,000 people who are committed to delivering quality in assurance, advisory and tax services. Find out more and tell us what matters to you by visiting us at www.pwc.com. PwC refers to the PwC network and/or one or more of its member firms, each of which is a separate legal entity.


Content on this page has been prepared for general information only and is not intended to be relied upon as accounting, tax or professional advice. Please reach out to your advisors for specific advice.

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