Compliance Testing Senior Manager

5 Months ago • 5-5 Years • Finance

Job Summary

Job Description

The Compliance Testing Senior Manager will assess and evaluate internal controls within the Group's fintech business, ensuring compliance, appropriateness, and effectiveness of operations. Responsibilities include developing and executing compliance testing plans (covering financial and legal risks), monitoring key business strategies, identifying risk issues, generating testing reports, and overseeing the implementation of corrective actions. The ideal candidate will possess at least 5 years of experience in financial compliance consulting, testing, financial auditing, or IT auditing within financial institutions or accounting firms. Experience with reputable financial institutions, Big Four accounting firms, or renowned law firms is preferred. Proficiency in Mandarin and English is essential, and experience with data analysis tools like SQL or Python is advantageous.
Must have:
  • 5+ years in financial compliance/auditing
  • Develop and execute compliance testing plans
  • Identify and report risk issues
  • Proficient in Mandarin and English
  • Assess and evaluate internal controls
Good to have:
  • SQL, Python, or similar data analysis skills
  • Experience with Big Four firms or reputable financial institutions

Job Details

Responsibilities
  • 1.Assess and evaluate the establishment and operation of internal controls in relation to the Group's fintech business, as well as the compliance, appropriateness, and effectiveness of business operations. 2.Independently develop product “compliance” testing plans (including but not limited to specifically designed testing plans for financial and legal compliance risks), utilize testing means to follow up on the formulation and implementation of key business strategies, identify risk issues, issue testing reports and follow up on the implementation of rectification measures.
Requirements
  • 1.At least 5 years of experience in financial compliance consulting, testing, financial auditing or IT auditing within financial institutions or accounting firms; experience with reputable financial institutions, the Big Four accounting firms, or renowned law firms is preferred. 2.Proficient in both Mandarin and English for work communication. 3.Experience in data analysis and development using SQL, Python, or similar tools is preferred.

Similar Jobs

Capgemini - Site Reliability Engineer

Capgemini

Pune, Maharashtra, India (On-Site)
1 Month ago
Ansys - Fall/Spring Software Testing Co-Op (Mechanical/Aerospace BS)

Ansys

Waterloo, Ontario, Canada (On-Site)
3 Weeks ago
fortis games - Lead Marketing Analyst

fortis games

Canada (On-Site)
7 Months ago
bytedance - Senior Network Engineer- Seattle

bytedance

Seattle, Washington, United States (On-Site)
7 Months ago
flip fit - Data Scientist

flip fit

El Segundo, California, United States (On-Site)
7 Months ago
Smilegate - Financial Planning Manager, New Business

Smilegate

Seongnam-si, Gyeonggi-do, South Korea (On-Site)
2 Months ago
Ion - Trader Support APAC - 10192

Ion

Hong Kong (On-Site)
7 Months ago
bytedance - Credit Loan Collection Manager - Global Payment

bytedance

Taguig, Metro Manila, Philippines (On-Site)
7 Months ago
Hitachi - D365 F&O Functional Consultant (Fin, Ops and T&L)

Hitachi

Pune, Maharashtra, India (On-Site)
7 Months ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

gismart - Technical Implementation Specialist

gismart

(Remote)
3 Weeks ago
NVIDIA - Senior Backend Software Engineer – GeForce NOW Cloud

NVIDIA

Santa Clara, California, United States (On-Site)
1 Month ago
Tech Holding - DevOps Engineer

Tech Holding

Mexico (Remote)
2 Weeks ago
bytedance - Research Engineer Intern (Doubao (Seed) - Machine Learning System) - 2025 Summer (MS)

bytedance

San Jose, California, United States (On-Site)
7 Months ago
Ubisoft - Lead Technical Artist

Ubisoft

Annecy, Auvergne-Rhône-Alpes, France (On-Site)
2 Months ago
bytedance - Software Development Engineer Graduate (Intent-based networking) - 2025 Start (PhD)

bytedance

Seattle, Washington, United States (On-Site)
7 Months ago
Palo Alto Networks - Principal Site Reliability Engineer (WildFire Cloud Infrastructure)

Palo Alto Networks

Santa Clara, California, United States (On-Site)
1 Month ago
Epic Games - Analytics Lead (Gameplay)

Epic Games

(On-Site)
4 Months ago
PhonePe - Site Reliability Engineer

PhonePe

Bengaluru, Karnataka, India (On-Site)
4 Days ago
panteon games - Senior Software Developer

panteon games

Ankara, Ankara, Türkiye (On-Site)
2 Weeks ago

Get notifed when new similar jobs are uploaded

Jobs in Hong Kong

Jane Street - Operations Specialist

Jane Street

Hong Kong (On-Site)
2 Weeks ago
OKX - Security Operations Manager

OKX

Hong Kong (On-Site)
2 Weeks ago
The Walt Disney Company - Senior Artist (Show, Paint & Production)

The Walt Disney Company

Hong Kong (On-Site)
4 Months ago
NAHC - Marketing Executive

NAHC

Hong Kong (On-Site)
3 Weeks ago
Moonbug Entertainment - Senior Licensing Manager, Consumer Product & Experience, Asia

Moonbug Entertainment

Hong Kong (On-Site)
5 Days ago
The Walt Disney Company - Costume Manager

The Walt Disney Company

Hong Kong (On-Site)
1 Month ago
The Walt Disney Company - Resort Call Center Supervisor (Special Event)

The Walt Disney Company

Hong Kong (On-Site)
2 Months ago
OKX - Leadership Growth Expert

OKX

Hong Kong (On-Site)
7 Months ago
Jane Street - Facilities Operations Engineer

Jane Street

Hong Kong (On-Site)
2 Weeks ago
OKX - Graduate Hire 2024/25 - SRE/Security Engineer

OKX

Hong Kong (On-Site)
7 Months ago

Get notifed when new similar jobs are uploaded

Finance Jobs

Nagarro - Senior SAP S/4HANA Finance Consultant (m/f/d)

Nagarro

Germany (Remote)
7 Months ago
Ubisoft - Financial Planning Assistant - Internship

Ubisoft

Paris, Île-de-France, France (On-Site)
1 Month ago
DraftKings - Senior Analyst, Strategic Finance

DraftKings

Boston, Massachusetts, United States (On-Site)
2 Months ago
Playtika - FP&A Manager

Playtika

Israel (On-Site)
6 Months ago
Push Gaming - Accounts Assistant

Push Gaming

Malta (On-Site)
2 Months ago
Canva - Corporate Accounting Manager

Canva

Los Angeles, California, United States (Remote)
3 Months ago
Social Discovery Ventures - VP of Finance

Social Discovery Ventures

Cyprus (Remote)
8 Months ago
PwC - Senior Associate -  M&A Tax - Roma -  [TAX]

PwC

Rome, Lazio, Italy (On-Site)
8 Months ago
Hitachi - D365 F&O Functional Consultant (Fin, Ops and T&L)

Hitachi

Pune, Maharashtra, India (On-Site)
7 Months ago
PwC - Senior Associate International Employment Tax

PwC

Amsterdam, North Holland, Netherlands (On-Site)
8 Months ago

Get notifed when new similar jobs are uploaded

About The Company

Tencent is a world-leading internet and technology company that develops innovative products and services to improve the quality of life for people around the world.Read MoreEqual Employment Opportunity at TencentAs an equal opportunity employer, we firmly believe that diverse voices fuel our innovation and allow us to better serve our users and the community. We foster an environment where every employee of Tencent feels supported and inspired to achieve individual and common goals.Read More

London, England, United Kingdom (On-Site)

Los Angeles, California, United States (On-Site)

Shenzhen, Guangdong Province, China (On-Site)

Shenzhen, Guangdong Province, China (On-Site)

London, England, United Kingdom (On-Site)

Shenzhen, Guangdong Province, China (On-Site)

Palo Alto, California, United States (On-Site)

Irvine, California, United States (On-Site)

London, England, United Kingdom (On-Site)

View All Jobs

Get notified when new jobs are added by Tencent

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug