Enhanced Due Diligence Analyst

6 Months ago • All levels

Job Details

About INTERACTIVE BROKERS!

This is a hybrid role (three days in the office/two days remote).

Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push boundaries to offer our clients the best trading platform with the most sophisticated features at the lowest cost. Software development is the lifeblood of our firm, and it shows in our stellar brokerage platform. Interactive Brokers is regularly recognized as a leader in the financial services industry.

About Your Team: 

Interactive Brokers (IBKR) is hiring an Enhanced Due Diligence (EDD) Analyst in our Chicago office. The analyst will report to a local EDD Manager and will assist with ensuring the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, securities laws, and regulations.

Your Responsibilities Within IBKR: 

  • Conduct ongoing reviews of client profiles and transactions following IBKR policy and procedures
  • Maintain accurate tracking of assignments and requests for documentation to ensure appropriate deadlines are met
  • Contribute to streamlining current processes and identifying areas for improvement
  • Perform negative news and public domain searches on high-risk clients and related parties

Required Skills:

The ideal candidate will have regulatory and compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM) or a similar organization. Alternatively, experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator would be beneficial. Absent direct industry experience, we will also consider applicants with a solid academic background in law, accounting, data analytics or similar areas. To thrive and succeed in the Interactive Brokers work environment, candidates must be focused, adaptable, collaborative and have strong time management skills.

Preferred Qualifications:

  • High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
  • Excellent oral and written communication skills
  • Detail-oriented with outstanding organizational and project management skills
  • Ability to work independently, in a small-team environment, and multi-task with minimal supervision
  • ACAMS, CFE, CFCS, SIE, Series 7, and/or other licenses or certifications are highly preferred

 To be successful in this position, you will have the following:

  • Self-motivated and able to handle tasks with minimal supervision
  • Superb analytical and problem-solving skills
  • Excellent collaboration and communication (Verbal and written) skills
  • Outstanding organizational and time management skills

Company Benefits & Perks

  • Competitive salary, annual performance-based bonus and stock grant
  • Retirement plan 401(k) with a competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision benefits, and a company-paid medical healthcare premium
  • Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
  • Paid time off and a generous parental leave policy
  • Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
  • Corporate events, including team outings, dinners, volunteer activities and company sports teams
  • Education reimbursement and learning opportunities
  • Modern offices with multi-monitor setups

 

Similar Jobs

ION - DCM Data Analyst - 1018

ION

Mumbai, Maharashtra, India (On-Site)
6 Months ago
Microsoft - Senior Software Engineer

Microsoft

Redmond, Washington, United States (On-Site)
2 Days ago
Trackman - Product Manager - Practice (Baseball, Softball)

Trackman

Connecticut, United States (On-Site)
3 Weeks ago
OKX - Data Architect

OKX

Singapore, Singapore (On-Site)
6 Months ago
PwC - Transfer Pricing Professionals

PwC

Athens, Greece (Hybrid)
7 Months ago
ION - Senior Business Analyst, Italy

ION

Italy (Hybrid)
6 Months ago
Next Level Business Services - BI Support Desk & Analysis PM

Next Level Business Services

Redmond, Washington, United States (On-Site)
6 Months ago
ION - First Line Support Analyst - 7911

ION

Jersey City, New Jersey, United States (On-Site)
6 Months ago
ION - Senior Risk Analyst, Italy

ION

Pisa, Tuscany, Italy (On-Site)
6 Months ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

Netflix - Sr. Manager, Indirect Demand Management (UCAN/LATAM)

Netflix

New York, New York, United States (On-Site)
2 Weeks ago
PwC - FY24 - Senior Associate - Risk Assurance - Digital Audit

PwC

Jakarta, Jakarta, Indonesia (On-Site)
7 Months ago
ByteDance - Software Engineer Intern (Cloud Native Infrastructure)

ByteDance

San Jose, California, United States (On-Site)
2 Weeks ago
PwC - Senior Associate_ GCP Data Engineer_D&A_Advisory_Bangalore

PwC

Bengaluru, Karnataka, India (On-Site)
7 Months ago
Google - Conversational AI Strategic Cloud Engineer

Google

Bengaluru, Karnataka, India (On-Site)
2 Weeks ago
A-Team - Head of People

A-Team

New York, New York, United States (Hybrid)
2 Months ago
Wargaming - BI Analyst (World of Tanks)

Wargaming

Warsaw, Masovian Voivodeship, Poland (Hybrid)
1 Week ago
Trackman - Product Owner - Tracking (Baseball/Softball)

Trackman

(On-Site)
2 Months ago
The Walt Disney Company - Media Systems Engineer II

The Walt Disney Company

Bristol, Connecticut, United States (On-Site)
2 Months ago

Get notifed when new similar jobs are uploaded

Jobs in Chicago, Illinois, United States

Google - Software Engineering Manager, Core Analytics and Insights

Google

Sunnyvale, California, United States (On-Site)
2 Days ago
Unity - Senior Business Systems Analyst

Unity

United States (Remote)
4 Months ago
ByteDance - Benefits Program Manager

ByteDance

San Jose, California, United States (On-Site)
1 Month ago
Ello - Tech Lead, Generative AI & Machine Learning

Ello

San Francisco, California, United States (On-Site)
1 Month ago
Framestore - FREELANCE: NUKE - CHICAGO

Framestore

Chicago, Illinois, United States (On-Site)
11 Months ago
Netflix - Engineering Manager - OnlineDataStores

Netflix

Los Gatos, California, United States (On-Site)
6 Months ago
Scout - Engineer, Bolts on Structures to Frame

Scout

Novi, Michigan, United States (On-Site)
21 Hours ago
Riot Games - Principal Software Engineer - VALORANT, Foundations, Build Platforms

Riot Games

Los Angeles, California, United States (On-Site)
7 Months ago
Valve corporation - Game Development Software Engineer

Valve corporation

Bellevue, Washington, United States (On-Site)
6 Months ago
Lionsgate Games - Executive Assistant, Television, Office of the Vice Chairman

Lionsgate Games

Santa Monica, California, United States (On-Site)
2 Weeks ago

Get notifed when new similar jobs are uploaded

Similar Category Jobs

ION - First Line Support Analyst - 7911

ION

Jersey City, New Jersey, United States (On-Site)
6 Months ago
Nagarro - Analyst ,Communication Design

Nagarro

Philippines (Remote)
6 Months ago
ION - Senior Risk Analyst, Italy

ION

Collecchio, Emilia-Romagna, Italy (On-Site)
6 Months ago
ION - Senior Business Analyst, Italy

ION

Italy (Hybrid)
6 Months ago
KBG Blockchain Game Studios - Business Analyst

KBG Blockchain Game Studios

Thành Phố Hồ Chí Minh, Vietnam (On-Site)
9 Months ago
ByteDance - Video Analysis and Quality Algorithm Intern 2023 Summer/Fall (PHD)

ByteDance

San Jose, California, United States (On-Site)
6 Months ago
PwC - Tagetik Business Analyst - Milano [DIG]

PwC

Milan, Lombardy, Italy (On-Site)
7 Months ago
Next Level Business Services - BI Support Desk & Analysis PM

Next Level Business Services

Redmond, Washington, United States (On-Site)
6 Months ago
Sophic Synergistics LLC - Human Factors Specialist Aerospace Focused

Sophic Synergistics LLC

Houston, Texas, United States (On-Site)
9 Months ago
ION - Business Analyst - Graduate Development Program

ION

Milan, Lombardy, Italy (On-Site)
6 Months ago

Get notifed when new similar jobs are uploaded

About The Company

London, England, United Kingdom (Hybrid)

Mumbai, Maharashtra, India (On-Site)

Kowloon, Hong Kong (On-Site)

Greenwich, Connecticut, United States (Hybrid)

Chicago, Illinois, United States (Hybrid)

Fort Lauderdale, Florida, United States (Hybrid)

Greenwich, Connecticut, United States (Hybrid)

Zug, Zug, Switzerland (On-Site)

Mumbai, Maharashtra, India (On-Site)

View All Jobs

Get notified when new jobs are added by Interactive Brokers

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug