IN-Manager-Insider Trading-Risk -IFS-Gurugram

Line of Service

Internal Firm Services

Industry/Sector

Not Applicable

Specialism

Operations

Management Level

Manager

Job Description & Summary

A career in Risk Management, within Internal Firm Services, will provide you with the opportunity to advance and foster integrity based decision making and conduct by PwC professionals throughout our organisation. You’ll focus on promoting and monitoring compliance with applicable external laws and regulations as well as internal policies and procedures to help manage PwC’s regulatory, litigation, and reputational risk.

Our Risk and Quality team identifies and assists internal teams to mitigate and control client engagement risks. As part of the team, you’ll provide advice to business teams within PwC on sound contract provisions, standards and approaches in accordance with PwC policies, principles and standards.

*Why PWC

At PwC, you will be part of a vibrant community of solvers that leads with trust and creates distinctive outcomes for our clients and communities. This purpose-led and values-driven work, powered by technology in an environment that drives innovation, will enable you to make a tangible impact in the real world. We reward your contributions, support your wellbeing, and offer inclusive benefits, flexibility programmes and mentorship that will help you thrive in work and life. Together, we grow, learn, care, collaborate, and create a future of infinite experiences for each other. Learn more about us.

At PwC, we believe in providing equal employment opportunities, without any discrimination on the grounds of gender, ethnic background, age, disability, marital status, sexual orientation, pregnancy, gender identity or expression, religion or other beliefs, perceived differences and status protected by law. We strive to create an environment where each one of our people can bring their true selves and contribute to their personal growth and the firm’s growth. To enable this, we have zero tolerance for any discrimination and harassment based on the above considerations. "

Job Description & Summary: 

A career in Risk Management, within Internal Firm Services, will provide you with the opportunity to advance and foster integrity-based decision making and conduct by PwC professionals throughout our organization. You’ll focus on promoting and monitoring compliance with applicable external laws and regulations as well as internal policies and procedures to help manage PwC’s regulatory, litigation, and reputational risk.
 

Responsibilities:
    Job Description
· Part of the firm’s insider trading compliance team, reporting to the compliance officer of the firm.
· Good understanding of the PIT Regulations including related publications
· Regulatory interpretation and able to apply design the approach accordingly.
· Respond to stakeholders’ queries without compromising the compliance requirement.
· Drafting/ revising policy in accordance with regulation/global policy.
· Enhancing awareness by way of campaign, communications, training etc.
· Understanding the insider trading standard, policy and requirements to be able demonstrate compliance under ISQM/SQC framework and network standard.
· Handle internal audit, internal quality review or other internal/ external review as required.
· Familiarize with existing processes/ systems for various compliances and leverage them where possible.
· Evaluation of the existing processes and automate to the extent practicable.
· Able to interact with stakeholders, obtain facts, analysis information and conclude accordingly. including any reporting implication as per regulation and providing the final clearance.
· Maintain confidentiality in communication to the practice including senior management within the organisations.
· Understand various reporting requirement, reviews at firm level and impact of the same to the firm.
· Responsible to handle team of one or two person(s).
· Regulation interaction with SME’s and drive the communications through these channels.
Desired Skills
· Compliance oriented, high integrity and lead by examples.
· Able to interpret regulations and track the updates proactively.
· Self-driven to drive the process and compliance for the firm.
· Excellent communication (both verbal and written) and influencing skills.
· Ability to confidently articulate policy and procedures to large audiences.
· Assertive yet flexible, proactive, and self-motivated with a desire to learn.
· Ability to work individually as well as a good team player and have experience of managing teams.
· Good time management skills and attention to detail.
· Aware of the latest tools and technologies to drive process improvements and automation.

Mandatory skill sets:
    Insider trading regulations 

Preferred skill sets:
    PIT Regulations

Years of experience required:
    8+ years 

Education qualification:
    Company Secretary/ LL.B/ Graduation (any stream)

Education (if blank, degree and/or field of study not specified)

Degrees/Field of Study required: Bachelor of Laws

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Insider Trading

Optional Skills

Insider Threat Mitigation

Desired Languages (If blank, desired languages not specified)

Travel Requirements

Available for Work Visa Sponsorship?

Government Clearance Required?

Job Posting End Date