Quality Control Analyst / Assistant Manager – Compliance Operations

1 Month ago • 5 Years + • Quality Analysis

Job Summary

Job Description

The Quality Control Analyst / Assistant Manager will be responsible for coordinating and supporting the APAC L&C team in performing QC compliance testing and documentation. This includes conducting ad-hoc testing against regulations and internal policies, drafting compliance requirements, supporting testing prior to production releases, and performing QC testing immediately after new compliance change management releases. The role involves reviewing data from different systems to ensure the accuracy of regulatory reports. The candidate should be proactive, results-driven, and able to work well under pressure. The job is with a global financial services company known for cutting-edge technology and client commitment.
Must have:
  • 5+ years of experience in compliance, audit or finance.
  • Excellent command of spoken and written English.
  • Strong organizational, analytical and communication skills.
  • Proactive, results-driven, and able to work well under pressure.
Good to have:
  • Ability to read and write Chinese would be an advantage.
Perks:
  • Competitive salary package.
  • Performance-based annual bonus (cash and stocks).
  • Hybrid working model (3 days office/week).
  • Group Medical & Life Insurance.
  • Modern offices with free amenities & fully stocked cafeterias.
  • Monthly food card & company-paid snacks.
  • Hardship/shift allowance with company-provided pickup & drop facility*
  • Attractive employee referral bonus.
  • Frequent company-sponsored team-building events and outings.

Job Details

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Quality Control ("QC") Analyst / Assistant Manager – Compliance Operations

Roles and Responsibilities:

  • Coordinate and support the APAC L&C team to perform QC compliance testing and documentation in support of compliance projects and governance processes.
  • Conduct ad-hoc testing against regulations and internal policies in order to assist Compliance Management in assessing whether there are areas for improvement and automation.
  • Draft compliance requirements to address any gaps or issues identified.
  • Support testing prior to production releases from a compliance user perspective to ensure compliance requests have been applied as requested.  
  • Perform QC testing immediately after new compliance change management releases to confirm changes are released as expected, and to recommend future compliance assurance or reporting.
  • Review data from different systems to ensure the accuracy of regulatory reports. 
  • Ability to read and write Chinese would be an advantage.

Qualifications, Skills & Attributes

  • University Degree or equivalent in Computer Science, Engineering, Commerce, Business Administration, Finance or similar.
  • 5+ years working experience in compliance, audit or finance.
  • Excellent command of spoken and written English.
  • Ability to read and write Chinese would be an advantage.
  • Strong organizational, analytical and communication skills.
  • Proactive, results-driven, and able to work well under pressure.

Company Benefits & Perks: 

  • Competitive salary package.
  • Performance-based annual bonus (cash and stocks).
  • Hybrid working model (3 days office/week).
  • Group Medical & Life Insurance.
  • Modern offices with free amenities & fully stocked cafeterias.
  • Monthly food card & company-paid snacks.
  • Hardship/shift allowance with company-provided pickup & drop facility*
  • Attractive employee referral bonus.
  • Frequent company-sponsored team-building events and outings.

* Depending upon the shifts.

**The benefits package is subject to change at the management's discretion.

 

Similar Jobs

VGW - People & Culture Service Delivery Team Leader

VGW

Manila, Metro Manila, Philippines (Remote)
1 Week ago
broadcom - Wafer Fab Engineer

broadcom

Breinigsville, Pennsylvania, United States (On-Site)
1 Month ago
Rippling - Senior Staff Software Engineer - Time Products

Rippling

San Francisco, California, United States (On-Site)
2 Weeks ago
Nasdaq - Lead Software Engineer

Nasdaq

Atlanta, Georgia, United States (Hybrid)
1 Month ago
Tesla - Used Car / Service Technician

Tesla

Birmingham, England, United Kingdom (On-Site)
4 Months ago
AliveCor - Quality Systems Specialist

AliveCor

Bengaluru, Karnataka, India (On-Site)
1 Month ago
Entain group - Quality Assurance Technician (FPS Specialist)

Entain group

Kenner, Louisiana, United States (On-Site)
1 Week ago
Activate Games - Quality Assurance Analyst

Activate Games

Winnipeg, Manitoba, Canada (On-Site)
2 Weeks ago
ISS Stoxx - Quality Management Analyst

ISS Stoxx

Makati City, Metro Manila, Philippines (Hybrid)
2 Months ago
Epic Games - Quality Assurance Programming Specialist

Epic Games

Montreal, Quebec, Canada (On-Site)
3 Months ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

N-ix - Senior .Net Full Stack Engineer

N-ix

Poland (Hybrid)
2 Days ago
Scale AI - Strategic Finance Manager, Corporate

Scale AI

San Francisco, California, United States (On-Site)
2 Months ago
SSC Technologies - Associate Director, Fund Accounting

SSC Technologies

Mississauga, Ontario, Canada (Hybrid)
1 Month ago
Virtusa - UX Design Architect

Virtusa

Pune, Maharashtra, India (Hybrid)
9 Months ago
Games talent (Staffing and recruiting) - Art Director

Games talent (Staffing and recruiting)

Copenhagen, Denmark (On-Site)
2 Months ago
Tekion Corp - Administrative Assistant - Part Time On Site

Tekion Corp

Pleasanton, California, United States (On-Site)
1 Week ago
P99 soft - Security Lead

P99 soft

Hyderabad, Telangana, India (On-Site)
2 Months ago
Patreon - KYC and Sanctions Agent

Patreon

Portugal (Hybrid)
3 Months ago
SSC Technologies - Manager - Hedge Fund/ Private Equity Fund Accounting

SSC Technologies

Los Angeles, California, United States (Hybrid)
9 Months ago
NVIDIA - Senior Software and System Architect

NVIDIA

Shanghai, Shanghai, China (On-Site)
5 Months ago

Get notifed when new similar jobs are uploaded

Jobs in Mumbai, Maharashtra, India

Scanline VFX - Environment Supervisor

Scanline VFX

Hyderabad, Telangana, India (Hybrid)
1 Week ago
Tide - Staff Data Engineer

Tide

Hyderabad, Telangana, India (Hybrid)
2 Months ago
Paytm - Key Account Manager

Paytm

Goa, India (On-Site)
5 Months ago
extreme network - SR PROGRAMMER - Informatica Cloud/Oracle Fusion/Snowflake

extreme network

Bengaluru, Karnataka, India (Hybrid)
2 Days ago
Frigate games - Digital Marketing Executive

Frigate games

Hyderabad, Telangana, India (On-Site)
2 Weeks ago
Nice - Senior Specialist Cloud Network Operations Engineer

Nice

Pune, Maharashtra, India (Hybrid)
2 Weeks ago
GoTo Group - Senior Data Warehouse Engineer - India

GoTo Group

Bengaluru, Karnataka, India (On-Site)
8 Months ago
Capgemini - AWS Architect

Capgemini

Mumbai, Maharashtra, India (On-Site)
1 Month ago
luxsoft - Senior/Lead DevOps Engineer

luxsoft

Chennai, Tamil Nadu, India (On-Site)
1 Week ago
Hitachi - D365 F&O Functional Finance Consultant

Hitachi

Pune, Maharashtra, India (On-Site)
8 Months ago

Get notifed when new similar jobs are uploaded

Quality Analysis Jobs

Zuru - Quality Control Manager – Pet food

Zuru

Chon Buri, Thailand (On-Site)
3 Months ago
Critical mass - Quality Control Lead

Critical mass

San Jose, California, United States (On-Site)
1 Month ago
neostella - Quality Assurance Specialist

neostella

Guadalajara, Jalisco, Mexico (Hybrid)
2 Months ago
Grab - Quality Assurance Specialist

Grab

Pasig, Metro Manila, Philippines (On-Site)
1 Month ago
zarzila games - Quality Assurance Specialist

zarzila games

Malta (On-Site)
3 Days ago
bytedance - Safety Labeling Team: Quality Assurance Analyst

bytedance

Tokyo, Japan (On-Site)
8 Months ago
Hawkeye Innovations - Quality Control Manager

Hawkeye Innovations

Basingstoke, England, United Kingdom (Hybrid)
3 Months ago
Accenture - Quality Assurance Analyst

Accenture

Bengaluru, Karnataka, India (On-Site)
1 Month ago
bytedance - Quality Analyst - ADSEO (Safety)

bytedance

Gurugram, Haryana, India (On-Site)
4 Months ago
Hawkeye Innovations - Sports Data Quality Specialist

Hawkeye Innovations

Sofia, Sofia City Province, Bulgaria (On-Site)
3 Months ago

Get notifed when new similar jobs are uploaded

About The Company

Interactive Brokers Group, Inc. (NASDAQ: "IBKR") is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisers, and introducing brokers. For over 40 years, Interactive Brokers has been the pioneer of the electronic trading revolution. We rapidly scaled from a small U.S. options market-maker into a sizable global trading firm by leveraging the power of technology and automation. We are committed to delivering value through technological innovation and providing our clients with unprecedented access to global markets at the lowest cost.

Singapore (Hybrid)

Tokyo, Japan (On-Site)

Mumbai, Maharashtra, India (Hybrid)

Mumbai, Maharashtra, India (Hybrid)

Fort Lauderdale, Florida, United States (Hybrid)

Singapore (On-Site)

Kowloon, Hong Kong (On-Site)

View All Jobs

Get notified when new jobs are added by Interactive Brokers

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug