Senior Compliance Manager, Monitoring & Testing

Who We Are

About the Opportunity

What You’ll Be Doing

• Design and implement compliance monitoring activities that evaluate the effectiveness of first-line controls, with a focus on automation and data-driven insights where possible.
• Lead and execute testing reviews, including thematic, deep-dive, or risk-based reviews aligned to our annual compliance testing plan.
• Collaborate with cross-functional stakeholders to scope reviews, agree on remediation, and track findings to resolution.
• Develop and maintain testing methodologies, procedures, and templates in line with industry best practices and regulatory expectations.
• Provide actionable insights from monitoring results to enhance control design and operational effectiveness.
• Support the refinement of key compliance metrics and dashboards tied to M&T outcomes.
• Contribute to annual planning, regulatory exam readiness, and internal audit liaison efforts as needed.
• Maintain up-to-date knowledge of global regulatory requirements and apply them contextually to business activities.
• Assist with other related duties as needed.

What We Look For In You

• 4+ years of experience in a second line of defense Monitoring & Testing or Audit role within financial services, fintech, or crypto
• Strong knowledge of control testing principles, methodologies, and documentation standards
• Hands-on experience designing or operating automated monitoring routines (e.g. data-driven scripts, continuous control monitoring) is a strong advantage.
• Familiarity with applicable regulatory requirements (e.g. AML, market conduct, sanctions, product compliance) and risk frameworks
• Excellent communication and stakeholder engagement skills, including the ability to challenge constructively.
• Organised, analytical, and able to manage multiple projects with attention to detail.
• Bachelors' Degree qualified;

Nice to Haves

• Relevant certifications (.e.g. ICA, ACAMS, CIA) desirable

Perks & Benefits