Compliance Analyst, Market Surveillance

1 Day ago • 3 Years +

About the job

Summary_{By Outscal}

Compliance Analyst with 3+ years of market surveillance experience in financial services or FinTech required. Strong regulatory knowledge of market integrity and transparency essential. Experience with insider dealing and market manipulation detection & investigation is a must. Proven analytical skills and collaborative nature are key.

Who We Are

At OKX, we believe that the future will be reshaped by Crypto, ultimately contributing to every individual's freedom. OKX began as a crypto exchange giving millions of people access to crypto trading and over time becoming among the largest platforms in the world. In recent years, we have developed one of the most connected Web3 wallets used by millions to access decentralized crypto applications (dApps). OKX is a trusted brand by hundreds of large institutions seeking access to crypto markets on a reliable platform that seamlessly connects with global banking and payments. In the last year, OKX has expanded into new markets including Australia, Brazil, Netherlands, Singapore and Turkey, with plans to launch in the US, Belgium and the UAE.

We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology. This is why we publish proof of reserves monthly, and continue to ship new innovative security features.

About the Team

The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk.

About the Opportunity

The successful candidate will have prior market surveillance experience in the financial services or FinTech industries. You’ll work closely with our other compliance team members to monitor alerts, rule development and adjustment, and specific event triggers to drive sophisticated customer transaction profiling and review.

At your core, you’ll thrive in a fast-paced, collaborative, process-driven environment and be able to adapt and adjust plans on-the-fly. You must also have strong prioritization skills and willingness to roll up your sleeves to get the job done. Most importantly, you’ll drive results and significantly grow and improve on our market surveillance capabilities.

What You’ll Be Doing

Monitor trading activity for insider dealing and/or market abuse via industry leading tools and platforms.
Act as a subject matter expert in the performance of market surveillance.
Strong regulatory knowledge and experience with global market integrity and transparency requirements for financial institutions.
Carry out day-to-day surveillance operations including alert reviews and investigations in order to identify and report on insider dealing or market manipulation activities across a range of market abuse typologies.
Leverage data sets and analytical skills to enhance research and investigations, ensuring both quantitative and qualitative analysis is incorporated into decision making.
Collaborate across Compliance, Product, Engineering, Data to help build and continuously improve systems, tooling, data and reporting.

What We Look For In You

BA/BS in a related technical field or equivalent practical experience
At least 3+ years of experience in market surveillance, trading, or closely related fields
Strong interpersonal skills, with an emphasis on teamwork, initiative, and integrity
Comfort with working in a fast-paced environment, handling multiple priorities simultaneously