Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
Role Overview:
Interactive Brokers is seeking a compliance professional (assistant manager or manager level) who is hard-working, detail-oriented, collaborative and a problem solver to assist with the design and delivery of the internal conduct and compliance assurance program. This role will assist in implementing internal compliance and conducting uplift initiatives, end-to-end performance of compliance reviews and compliance monitoring activities and managing APAC staff training. This role requires a proactive approach and willingness to learn new skills in a dynamic environment.
Responsibilities:
The role has regional responsibility and will involve:
Required Knowledge, Skills and Experience: