Compliance Lead

Who are we?

FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and 
cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever-
evolving cryptocurrency landscape.

Responsibilities

• Assist the Compliance Officer in maintaining and updating compliance policies and procedures;
• Review new regulatory requirements in Malta, the EU, and wider Europe; identify gaps, and design plans to address these gaps, particularly concerning MiCA and its RTSs;
• Provide guidance and advice on regulatory matters to internal stakeholders as needed;
• Assist the Compliance Officer in updating compliance risk assessments;
• Deliver training on compliance, governance, and GDPR to staff;
• Support the implementation of new systems, policies, and procedures;
• Support regional compliance with ad hoc risk control projects and management reporting.
• Conduct compliance testing based on a risk-based approach, aligned with the Annual Compliance Plan and under the direction of the Compliance Officer. Communicate the results to management through reports;
• Liaise with internal stakeholders such as Institutional Coverage (IC), Sales, Business Operations, Products, Engineering, Group Compliance, and Legal;
• Assist in compiling reports for the Board and regulators, extracting data, responding to information requests from regulators, and assisting during thematic reviews by regulators; and
• Proactively seek opportunities for increased productivity and enhancements through process improvements and/or technological advancements.

The role is located within the Malta offices and physical presence in Malta is required.

Notice at Collection and Privacy Policy

Applicants located in California and/or applying to a role based in California, please refer to our Notice at Collection and Privacy Policy here.

Inclusivity Statement

FalconX is committed to building a diverse, inclusive, equitable, and safe workspace for all people. Our roles are intended for people from all walks of life. We encourage all those interested in applying to our organization to submit an application regardless if you are missing some of the listed background requirements, skills, or experiences!

As part of our commitment to inclusivity, FalconX would like to acknowledge that the EEOC survey has limited potential responses that you can select. For legal reasons, FalconX must use this language to align with federal requirements, however, we want to ensure that you are able to provide a response to our own voluntary survey questions about your identity that best aligns with your most true self.

FalconX is an equal opportunity employer and will not discriminate against an applicant or employee based on race, color, religion, national origin, ancestry, ethnicity, sex (including gender, pregnancy, sexual orientation, and gender identity), age, physical or mental disability, veteran or military status, genetic information, citizenship, or any other legally-recognized protected basis under federal, state, or local law.

Applicants with disabilities may be entitled to reasonable accommodation under the Americans with Disabilities Act and other applicable state or local laws. A reasonable accommodation is a change in the way things are normally done which will ensure an equal employment opportunity without imposing undue hardship on FalconX. Please inform FalconX’s People team at recruiting@falconx.io, if you need assistance with participating in the application process.