Compliance Specialist

23 Hours ago • 5 Years +

Job Summary

Job Description

The Compliance Officer will work closely with Trading, Legal, Risk, and Technology teams, providing expert compliance support for IMC’s FX and Commodity Options business. They will ensure safe business operations and growth by adhering to exchange rules, regulations, and laws. The role involves improving the compliance framework and monitoring processes. The officer will report to the UK’s Head of Compliance. Responsibilities include advising traders, monitoring trading activity, investigating inquiries, managing transaction reporting, interacting with exchanges, conducting risk assessments, building compliance frameworks, delivering training, and collaborating with global compliance teams.
Must have:
  • 5+ years of compliance experience in derivatives markets
  • Strong knowledge in FX and Commodity derivative trading rules
  • Experience in OTC/algorithmic trading compliance and surveillance
  • Excellent understanding of UK trading rules and regulations
Good to have:
  • Knowledge of US listed derivatives (CME, ICE, OCC)
  • Strong analytical and communication skills

Job Details

We are seeking an experienced Compliance Officer to join our fast-growing London Office. At IMC, the Compliance Officer enjoys a unique opportunity to work closely with our Trading, Legal, Risk and Technology teams, by providing expert compliance support to IMC’s FX and Commodity Options business. You will add value in playing a crucial role by ensuring our business operates and grows safely in accordance with exchange rules, regulations, and laws. You will be combining operational experience with regulatory knowledge to improve our compliance framework and monitoring processes. We are looking for someone with a critical, proactive and hands-on approach, who is keen to work with various in-house built and external systems and diverse data sets.  The Compliance Officer will report directly to the UK’s Head of Compliance.

Your Core Responsibilities: 

  • Providing compliance advice to IMC’s FX and Commodities traders;
  • Monitoring our daily trading activity and communications surveillance;
  • Investigating and responding to inquiries from exchanges and regulators;
  • Managing the daily transaction reporting processes, such as MiFIR and EMIR;
  • Interacting with exchanges to ensure correct trading registrations;
  • Conducting compliance, anti-money laundering and market abuse risk assessments, and implementing key controls;
  • Analysing business development projects and building strong compliance frameworks;
  • Assisting with delivering Compliance training to IMC employees;
  • Collaborating closely with other IMC global compliance teams.

Your Skills and Experience: 

  • 5+ years of compliance experience in derivatives markets;
  • Strong knowledge in FX and Commodity derivative trading rules;
  • Experience in OTC/algorithmic trading compliance, and surveillance practices;
  • Excellent understanding of UK trading rules and regulations;
  • Knowledge of US listed derivatives is also a plus (CME, ICE, OCC);
  • Strong analytical and communication skills;
  • Self-driven, fast learner and ability to perform successfully in a fast-moving environment;
  • Process minded and ability to drive improvements in IMC’s control framework.

About Us

IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.

 

Similar Jobs

Tesla - Service Technician

Tesla

Kristiansand, Agder, Norway (On-Site)
2 Months ago
Google - Tech Lead, Software Engineering, People with Disabilities

Google

Belo Horizonte, State Of Minas Gerais, Brazil (On-Site)
5 Months ago
Google - Country Process Owner, Googler Experience

Google

Mexico City, Mexico City, Mexico (On-Site)
2 Days ago
Riot Games - Insights Analyst II, Wild Rift

Riot Games

Singapore (On-Site)
5 Months ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

Scout - Specialist, Collision Operations

Scout

Columbia, South Carolina, United States (On-Site)
1 Day ago
Sony Interactive Entertainment - PlayStation Studios QA PC Test Specialist

Sony Interactive Entertainment

Tokyo, Japan (Hybrid)
1 Week ago
Skybox Labs - Senior Environment Artist - Levels

Skybox Labs

Burnaby, British Columbia, Canada (Hybrid)
1 Month ago
SKYDANCE - Executive Assistant to President, Global Business Affairs & International

SKYDANCE

Santa Monica, California, United States (On-Site)
4 Months ago
Blazesoft - Product Operations Manager

Blazesoft

Vaughan, Ontario, Canada (On-Site)
4 Months ago
Ansys - R&D Engineer II

Ansys

(Remote)
1 Day ago
Animoca Brands - Senior QA Engineer

Animoca Brands

Hong Kong (Hybrid)
1 Month ago
AppsFlyer - Talent Acquisition Specialist - APAC

AppsFlyer

Bengaluru, Karnataka, India (On-Site)
7 Months ago
Google - Administrative Business Partner I

Google

San Bruno, California, United States (On-Site)
1 Week ago
Tesla - Mobile Service Technician / Mobile Automotive Mechanic

Tesla

Birmingham, England, United Kingdom (On-Site)
2 Months ago

Get notifed when new similar jobs are uploaded

Jobs in London, England, United Kingdom

Playground Games - Associate Production Director

Playground Games

Royal Leamington Spa, England, United Kingdom (Hybrid)
6 Days ago
Virtue Inc. - Middleweight Creative team - Copywriter

Virtue Inc.

London, England, United Kingdom (On-Site)
1 Day ago
Epic Games - Senior Console Engineer

Epic Games

London, England, United Kingdom (On-Site)
2 Weeks ago
The Walt Disney Company - Digital Store Management Supervisor

The Walt Disney Company

London, England, United Kingdom (Hybrid)
3 Days ago
Rocket Science - Producer (Technical Account Manager)

Rocket Science

Cardiff, Wales, United Kingdom (Hybrid)
1 Month ago
Bally's Interactive - Treasury Operations and Systems Manager

Bally's Interactive

Gibraltar, England, United Kingdom (On-Site)
2 Weeks ago
Lockwood - Data Scientist

Lockwood

Nottingham, England, United Kingdom (On-Site)
1 Day ago
King - Senior Content Marketing Manager

King

London, England, United Kingdom (On-Site)
3 Weeks ago
Aristocrat Gaming - VP FP&A

Aristocrat Gaming

London, England, United Kingdom (Hybrid)
3 Months ago
Jagex - Director of Financial Operations and Control

Jagex

Cambridge, England, United Kingdom (Hybrid)
1 Month ago

Get notifed when new similar jobs are uploaded

Similar Category Jobs

Looks like we're out of matches

Set up an alert and we'll send you similar jobs the moment they appear!

About The Company

Sydney, New South Wales, Australia (On-Site)

Mumbai, Maharashtra, India (On-Site)

Chicago, Illinois, United States (On-Site)

Chicago, Illinois, United States (On-Site)

Amsterdam, North Holland, Netherlands (On-Site)

Amsterdam, North Holland, Netherlands (On-Site)

Sydney, New South Wales, Australia (On-Site)

London, England, United Kingdom (On-Site)

Sydney, New South Wales, Australia (On-Site)

Sydney, New South Wales, Australia (On-Site)

View All Jobs

Get notified when new jobs are added by IMC

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug