Compliance Specialist

2 Weeks ago • 5 Years +

Job Summary

Job Description

The Compliance Officer will provide expert compliance support to IMC’s FX and Commodity Options business in London. Responsibilities include providing compliance advice to traders, monitoring trading activity, investigating inquiries from exchanges, managing transaction reporting processes (MiFIR, EMIR), interacting with exchanges for trading registrations, conducting risk assessments, implementing controls, analyzing business development projects, assisting with compliance training, and collaborating with global compliance teams. This role requires combining operational experience with regulatory knowledge to enhance the compliance framework and monitoring processes.
Must have:
  • 5+ years of compliance experience in derivatives markets.
  • Strong knowledge in FX and Commodity derivative trading rules.
  • Experience in OTC/algorithmic trading compliance and surveillance practices.
  • Excellent understanding of UK trading rules and regulations.
Good to have:
  • Knowledge of US listed derivatives (CME, ICE, OCC).
  • Strong analytical and communication skills.
  • Self-driven, fast learner and ability to perform successfully in a fast-moving environment.
  • Process-minded and ability to drive improvements in IMC’s control framework.

Job Details

We are seeking an experienced Compliance Officer to join our fast-growing London Office. At IMC, the Compliance Officer enjoys a unique opportunity to work closely with our Trading, Legal, Risk and Technology teams, by providing expert compliance support to IMC’s FX and Commodity Options business. You will add value in playing a crucial role by ensuring our business operates and grows safely in accordance with exchange rules, regulations, and laws. You will be combining operational experience with regulatory knowledge to improve our compliance framework and monitoring processes. We are looking for someone with a critical, proactive and hands-on approach, who is keen to work with various in-house built and external systems and diverse data sets.  The Compliance Officer will report directly to the UK’s Head of Compliance.

Your Core Responsibilities: 

  • Providing compliance advice to IMC’s FX and Commodities traders;
  • Monitoring our daily trading activity and communications surveillance;
  • Investigating and responding to inquiries from exchanges and regulators;
  • Managing the daily transaction reporting processes, such as MiFIR and EMIR;
  • Interacting with exchanges to ensure correct trading registrations;
  • Conducting compliance, anti-money laundering and market abuse risk assessments, and implementing key controls;
  • Analysing business development projects and building strong compliance frameworks;
  • Assisting with delivering Compliance training to IMC employees;
  • Collaborating closely with other IMC global compliance teams.

Your Skills and Experience: 

  • 5+ years of compliance experience in derivatives markets;
  • Strong knowledge in FX and Commodity derivative trading rules;
  • Experience in OTC/algorithmic trading compliance, and surveillance practices;
  • Excellent understanding of UK trading rules and regulations;
  • Knowledge of US listed derivatives is also a plus (CME, ICE, OCC);
  • Strong analytical and communication skills;
  • Self-driven, fast learner and ability to perform successfully in a fast-moving environment;
  • Process minded and ability to drive improvements in IMC’s control framework.

About Us

IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.

 

Similar Jobs

Luxoft - Scrum Master

Luxoft

Gurugram, Haryana, India (On-Site)
5 Months ago
Tesla - Software Engineering Internship

Tesla

Athens, Greece (On-Site)
3 Months ago
UXBERT Labs - Senior Solution Architect (IoT/Bluetooth Integration)

UXBERT Labs

Riyadh, Riyadh Province, Saudi Arabia (Hybrid)
4 Months ago
Nasdaq - Software Developer Specialist

Nasdaq

Wrocław, Lower Silesian Voivodeship, Poland (Hybrid)
1 Week ago
Warner Bros Games - Senior Manager, Analytics Engineering

Warner Bros Games

(Hybrid)
2 Months ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

PHINIA - Senior Product Inspection Engineer

PHINIA

Gillingham, England, United Kingdom (On-Site)
2 Weeks ago
Company3 Method Studios - Production Coordinator

Company3 Method Studios

Santa Monica, California, United States (On-Site)
1 Month ago
Alphasense - Senior Product Content Analyst

Alphasense

Pune, Maharashtra, India (On-Site)
2 Days ago
SimCorp - Business Consultant – Data & Communication

SimCorp

Paris, Île-de-France, France (Hybrid)
1 Day ago
Tencent - Market Research Assistant (Internship)

Tencent

Amsterdam, North Holland, Netherlands (On-Site)
1 Month ago
Google - Tech Lead, Software Engineering, People with Disabilities

Google

São Paulo, State Of São Paulo, Brazil (On-Site)
6 Months ago
Welevel - Talent Acquisition Manager

Welevel

Munich, Bavaria, Germany (On-Site)
4 Months ago
Scanline VFX - Lead Compositor

Scanline VFX

Vancouver, British Columbia, Canada (Hybrid)
2 Months ago
Tesla - Store Supervisor

Tesla

Verona, Veneto, Italy (On-Site)
3 Months ago
Gitlab - Area Sales Manager

Gitlab

(Remote)
1 Week ago

Get notifed when new similar jobs are uploaded

Jobs in London, England, United Kingdom

Tesla - Customer Experience Specialist, Home Delivery

Tesla

England, United Kingdom (On-Site)
3 Months ago
Tencent - Senior Localization Project Manager, Games

Tencent

London, England, United Kingdom (On-Site)
3 Weeks ago
Google - Senior Research Engineer, AI/ML

Google

London, England, United Kingdom (On-Site)
2 Weeks ago
Assystems - Plater

Assystems

Derby, England, United Kingdom (On-Site)
6 Months ago
Rockstar Games - Associate QA Tester: Online Services (Night Shift)

Rockstar Games

Lincoln, England, United Kingdom (On-Site)
1 Month ago
Playground Games - Lighting Artist - Contract

Playground Games

England, United Kingdom (Hybrid)
1 Month ago
Supercell - Senior Game Artist, London

Supercell

London, England, United Kingdom (On-Site)
6 Months ago
Rockstar Games - Senior Network Programmer

Rockstar Games

Edinburgh, Scotland, United Kingdom (On-Site)
1 Week ago
GameJobs - Italian Localization Specialist

GameJobs

London, England, United Kingdom (Hybrid)
1 Year ago
MIQ Digital - Research & Insights Director, Global Marketing

MIQ Digital

London, England, United Kingdom (On-Site)
1 Week ago

Get notifed when new similar jobs are uploaded

Similar Category Jobs

Looks like we're out of matches

Set up an alert and we'll send you similar jobs the moment they appear!

About The Company

Sydney, New South Wales, Australia (On-Site)

Amsterdam, North Holland, Netherlands (On-Site)

Amsterdam, North Holland, Netherlands (On-Site)

Chicago, Illinois, United States (On-Site)

Chicago, Illinois, United States (On-Site)

Sydney, New South Wales, Australia (On-Site)

Mumbai, Maharashtra, India (On-Site)

Chicago, Illinois, United States (On-Site)

Chicago, Illinois, United States (On-Site)

Amsterdam, North Holland, Netherlands (On-Site)

View All Jobs

Get notified when new jobs are added by IMC

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug