Compliance Specialist

3 Months ago • 5 Years +

Job Summary

Job Description

The Compliance Officer will provide expert compliance support to IMC’s FX and Commodity Options business in London. Responsibilities include providing compliance advice to traders, monitoring trading activity, investigating inquiries from exchanges, managing transaction reporting processes (MiFIR, EMIR), interacting with exchanges for trading registrations, conducting risk assessments, implementing controls, analyzing business development projects, assisting with compliance training, and collaborating with global compliance teams. This role requires combining operational experience with regulatory knowledge to enhance the compliance framework and monitoring processes.
Must have:
  • 5+ years of compliance experience in derivatives markets.
  • Strong knowledge in FX and Commodity derivative trading rules.
  • Experience in OTC/algorithmic trading compliance and surveillance practices.
  • Excellent understanding of UK trading rules and regulations.
Good to have:
  • Knowledge of US listed derivatives (CME, ICE, OCC).
  • Strong analytical and communication skills.
  • Self-driven, fast learner and ability to perform successfully in a fast-moving environment.
  • Process-minded and ability to drive improvements in IMC’s control framework.

Job Details

We are seeking an experienced Compliance Officer to join our fast-growing London Office. At IMC, the Compliance Officer enjoys a unique opportunity to work closely with our Trading, Legal, Risk and Technology teams, by providing expert compliance support to IMC’s FX and Commodity Options business. You will add value in playing a crucial role by ensuring our business operates and grows safely in accordance with exchange rules, regulations, and laws. You will be combining operational experience with regulatory knowledge to improve our compliance framework and monitoring processes. We are looking for someone with a critical, proactive and hands-on approach, who is keen to work with various in-house built and external systems and diverse data sets.  The Compliance Officer will report directly to the UK’s Head of Compliance.

Your Core Responsibilities: 

  • Providing compliance advice to IMC’s FX and Commodities traders;
  • Monitoring our daily trading activity and communications surveillance;
  • Investigating and responding to inquiries from exchanges and regulators;
  • Managing the daily transaction reporting processes, such as MiFIR and EMIR;
  • Interacting with exchanges to ensure correct trading registrations;
  • Conducting compliance, anti-money laundering and market abuse risk assessments, and implementing key controls;
  • Analysing business development projects and building strong compliance frameworks;
  • Assisting with delivering Compliance training to IMC employees;
  • Collaborating closely with other IMC global compliance teams.

Your Skills and Experience: 

  • 5+ years of compliance experience in derivatives markets;
  • Strong knowledge in FX and Commodity derivative trading rules;
  • Experience in OTC/algorithmic trading compliance, and surveillance practices;
  • Excellent understanding of UK trading rules and regulations;
  • Knowledge of US listed derivatives is also a plus (CME, ICE, OCC);
  • Strong analytical and communication skills;
  • Self-driven, fast learner and ability to perform successfully in a fast-moving environment;
  • Process minded and ability to drive improvements in IMC’s control framework.

About Us

IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.

 

Similar Jobs

Gigamon - Senior Hardware Engineer

Gigamon

Chennai, Tamil Nadu, India (On-Site)
5 Months ago
Tellius - Partnerships Manager

Tellius

(Remote)
3 Months ago
Match Group - Senior Product Manager

Match Group

Dallas, Texas, United States (Hybrid)
1 Month ago
kaizen gaming  - Technology Manager

kaizen gaming

Lisbon, Lisbon, Portugal (On-Site)
2 Months ago
Mozilla - Senior Software Engineer

Mozilla

Netherlands (Remote)
2 Months ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

luxsoft - Lead Java Developer

luxsoft

Mexico (Remote)
3 Months ago
Illumina - Software Engineer 2 - Java Developer

Illumina

Mechelen, Flanders, Belgium (Hybrid)
2 Months ago
Open Systems Technologies - Franchise Business Partner

Open Systems Technologies

Charlotte, North Carolina, United States (On-Site)
4 Weeks ago
Logrhytm - Regional Sales Manager

Logrhytm

Pune, Maharashtra, India (On-Site)
3 Months ago
Ghost Ship Games - Data Analyst Assistant

Ghost Ship Games

Copenhagen, Denmark (On-Site)
1 Month ago
Canonical - Cloud Solutions Architect - Alliances

Canonical

(Remote)
3 Months ago
Meow Wolf - Area Sales Assistant Manager

Meow Wolf

Grapevine, Texas, United States (On-Site)
1 Year ago
GameJobs - Designer

GameJobs

Stockholm, Stockholm County, Sweden (Hybrid)
1 Year ago
Stonewall Collision & Auto Painting - Senior Data Scientist

Stonewall Collision & Auto Painting

Vijayawada, Andhra Pradesh, India (On-Site)
11 Months ago
e2 open - Senior Solution Architect

e2 open

United States (On-Site)
4 Weeks ago

Get notifed when new similar jobs are uploaded

Jobs in London, England, United Kingdom

Rockstar Games - Software Engineer, C#/Java (All Levels)

Rockstar Games

Edinburgh, Scotland, United Kingdom (On-Site)
3 Months ago
Minecast - Channel Director, UK and Ireland

Minecast

London, England, United Kingdom (On-Site)
1 Month ago
Trailmix - People & Finance Advisor

Trailmix

London, England, United Kingdom (Hybrid)
1 Month ago
Maverick Games - Lead Narrative Designer

Maverick Games

Warwick, England, United Kingdom (Hybrid)
2 Months ago
Crunchyroll - Social Media Manager - Fluent in French and English

Crunchyroll

London, England, United Kingdom (Hybrid)
4 Months ago
Tide - Global Financial Crime Risk Oversight Lead

Tide

United Kingdom (On-Site)
3 Weeks ago
fuse games - Marketing Producer

fuse games

Guildford, England, United Kingdom (Hybrid)
4 Months ago
Palo Alto Networks - Senior Technical Support Engineer, Cortex XSIAM Focused Services

Palo Alto Networks

London, England, United Kingdom (Remote)
1 Month ago
super solid - UI/UX Artist

super solid

London, England, United Kingdom (Hybrid)
2 Months ago
Rebellion - Studio QA Lead

Rebellion

Oxford, England, United Kingdom (Hybrid)
1 Month ago

Get notifed when new similar jobs are uploaded

Similar Category Jobs

Looks like we're out of matches

Set up an alert and we'll send you similar jobs the moment they appear!

About The Company

Sydney, New South Wales, Australia (On-Site)

Amsterdam, North Holland, Netherlands (On-Site)

Chicago, Illinois, United States (On-Site)

Sydney, New South Wales, Australia (On-Site)

Mumbai, Maharashtra, India (On-Site)

Chicago, Illinois, United States (On-Site)

Chicago, Illinois, United States (On-Site)

Mumbai, Maharashtra, India (On-Site)

Amsterdam, North Holland, Netherlands (On-Site)

Chicago, Illinois, United States (On-Site)

View All Jobs

Get notified when new jobs are added by IMC

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug