Portfolio Compliance Analyst

Associate Manager, Portfolio Compliance Analyst 

Locations: New York | Boston, MA | Chicago, IL | Dallas, TX | Hybrid 

Get To Know US:  

The SS&C Compliance team is a division within the greater SS&C GlobeOp Hedge Fund & Loan Services organization.  The Compliance Team specializes in providing fund compliance services for asset/fund managers, across a variety of leveraged loan funds such as CLOs and Separately Managed Accounts. 

Why You Will Love It Here!  

• Flexibility: Hybrid Work Model & a Business Casual Dress Code, including jeans 

• Your Future: 401k Matching Program, Professional Development Reimbursement  

• Work/Life Balance: Flexible Personal/Vacation Time Off, Sick Leave, Paid Holidays 

• Your Wellbeing: Medical, Dental, Vision, Employee Assistance Program, Parental Leave  

• Wide Ranging Perspectives: Committed to Celebrating the Variety of Backgrounds, Talents and Experiences of Our Employees 

• Training: Hands-On, Team-Customized, including SS&C University  

• Extra Perks: Discounts on fitness clubs, travel and more! 

What You Will Get To Do: 

• Perform operational client facing responsibilities

• Process, update, analyze and review compliance tests and reports for SMA and CLO funds for clients. 

• Run and validate pre-trade/hypo reports and results upon request for new trades across funds 

• Overseeing CLO funds including data recons, waterfall projections, and Trustee monthly report recon and waterfall review process on behalf of client 

• Review fund documents (ie CLO indenture, IMA documents) and interpret compliance rules, and then model and maintain fund specific portfolio compliance tests within SS&C proprietary compliance system. 

• Participate in project work (both client facing and internal): 

• Assist in project related to the continued build out and enhancements to the compliance monitoring platform and technology capabilities. 

• Hand on involvement with projects addressing current and ongoing issues and improvements to existing platform. 

• Perform regular and ad hoc internal and external reporting and analysis, and when needed. 

• Assist in the onboarding process for new SMA and CLO funds, from set-up to go-live, by participating in new fund compliance rule logic set up, CLO waterfall modeling, internal user testing, user review of final output and reports. 

What You Will Bring: 

• Bachelors degree in a quantitative track such as business/finance/engineering/computer sciences or related discipline preferred

• Minimum of 3 years of experience working with fixed income and leveraged loan securities or similar asset class with foundational experience in investment guideline monitoring and/or CLO mechanics, including compliance tests, waterfall, and CLO lifecycle events (closing, effective date, post reinvestment period, etc). 

• Experience in reading IMAs, OMs, CLO Indentures and related governing documents. 

• Some experience using a compliance system preferred, such as CDO Suite/Solvest, WSO Compliance, Charles River, Allvue, etc. 

• Excellent attention to detail and strong analytics, and problem solving skills. 

• Technology savvy 

• Proactive team player mentality 

• Excellent written communication and interpersonal skills - this is critical as this position will be working closely within a team, and interface directly with client and outside parties on a day to day basis. 

• Solid MS Excel skills - solid intermediate/advanced level grasp of excel functions (vlookup, pivot tables, etc) and formulas is preferred. 

• Ideal candidates would come from a peer firm, trustee shop, Big 4 Accounting firm or CLO manager/ Fund manager

Thank you for your interest in SS&C! To further explore this opportunity, please apply through our careers page on the corporate website at www.ssctech.com/careers.