Compliance Analyst

1 Month ago • All levels

Job Summary

Job Description

The Compliance Analyst role involves supporting regulatory engagements, assisting in responding to regulatory inquiries, keeping abreast of new regulations, coordinating regulatory inspections, and implementing remediation plans. The role requires strong analytical and organizational skills, comfort with technology, and excellent English communication skills. The analyst will work in a dynamic and fast-paced environment. They will be responsible for regulatory submissions and the implementation and monitoring of remediation plans. Proficiency in the Chinese language is an added advantage.
Must have:
  • Strong analytical skills and a self-starter.
  • Excellent organizational skills and ability to prioritize.
  • Comfort with computers and understanding of technology.
  • Excellent English language oral and written communication skills.
  • Relevant experience in a financial services regulatory agency or firm.
Good to have:
  • Proficiency in the Chinese language.
Perks:
  • Competitive Salary, annual performance-based bonus and stock grant
  • Excellent health and welfare benefits including medical, dental, specialist and inpatient
  • Competitive package of Annual Leave
  • Daily lunch ordered in-house with a fully stocked kitchen
  • Modern offices with multi-monitor setups
  • Great work-life balance
  • Unique opportunity to gain exposure to global financial products, markets and clientele
  • Opportunities for career progression and job scope expansion in a global company with a growing local presence
  • Hybrid work arrangement role permitting

Job Details

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Responsibilities

Interactive Brokers is looking to hire a Compliance Analyst (Core Compliance) for the APAC region in Australia, Hong Kong and Singapore. This position will report regionally to the Compliance Manager.

The main responsibilities for this role include:

  • Supporting engagements with regulators and other financial services regulatory agencies;
  • Assisting in the information gathering and drafting of written responses to regulatory enquiries, questionnaires, and consultations for IBKR’s APAC entities;
  • Keeping abreast of new regulations and disseminating regulatory notices, circulars, and other regulatory developments to management, compliance teams within the APAC region and relevant stakeholders;
  • Coordinating regulatory inspections, self-assessments and regulatory surveys for APAC entities to ensure timely and quality submissions;
  • Implementing and monitoring the progress of remediation plans

Required Qualifications and Skills:

  • Must be a self-starter with strong analytical skills;
  • Strong organizational skills with the ability to prioritize and work independently in a dynamic and fast-paced working environment;
  • Comfort with computers and technology, and understanding of how technology is applied to business and regulatory problems.
  • Excellent English language oral and written communication skills. Proficiency in the Chinese language is an added advantage.
  • Ability to work in a small team environment and collaboratively.
  • Relevant experience and track record at a financial services regulatory agency, exchange or licensed financial services firm;
  • A “can-do” attitude with a willingness to learn.

Company Benefits & Perks

  • Competitive Salary, annual performance-based bonus and stock grant
  • Excellent health and welfare benefits including medical, dental, specialist and inpatient  
  • Competitive package of Annual Leave
  • Daily lunch ordered in-house with a fully stocked kitchen
  • Modern offices with multi-monitor setups
  • Great work-life balance
  • Unique opportunity to gain exposure to global financial products, markets and clientele
  • Opportunities for career progression and job scope expansion in a global company with a growing local presence
  • Hybrid work arrangement role permitting

 

Similar Jobs

Interactive Brokers - Technical Operations Specialist (TOPS)

Interactive Brokers

Mumbai, Maharashtra, India (On-Site)
3 Weeks ago
Coda - Senior Software Engineering Manager

Coda

Bangkok, Thailand (Hybrid)
1 Year ago
The Walt Disney Company - Content Programming Manager (Live News & Sports)

The Walt Disney Company

Glendale, California, United States (Hybrid)
3 Months ago
The Walt Disney Company - Facility Asset Management Manager

The Walt Disney Company

Hong Kong (On-Site)
6 Months ago
Hawk Eye Innovations - College Sports Systems Technician

Hawk Eye Innovations

New Brunswick, New Jersey, United States (On-Site)
2 Months ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

Arkose Labs - Associate User Experience Architect

Arkose Labs

San José Province, Costa Rica (Hybrid)
1 Month ago
Safari AI - Strategic Growth & Operations Manager (GTM Team)

Safari AI

Miami, Florida, United States (On-Site)
3 Weeks ago
bytedance - Algorithm Engineer - Enterprise Solution RD

bytedance

San Jose, California, United States (On-Site)
1 Month ago
ComeOn Group - Swedish Speaking Customer Experience Agent

ComeOn Group

St. Julian's, Malta (Hybrid)
2 Months ago
Growe - Customer Support Representative

Growe

Bogota, Colombia (On-Site)
2 Weeks ago
whoop - Senior Observability Analyst

whoop

Boston, Massachusetts, United States (On-Site)
1 Month ago
Synechron - Sr. Appian Developer

Synechron

Charlotte, North Carolina, United States (On-Site)
1 Week ago
Paradox Interactive - IT Service Manager

Paradox Interactive

Stockholm, Stockholm County, Sweden (On-Site)
1 Week ago
Playtika - Treasury Analyst

Playtika

Israel (On-Site)
6 Months ago
Capgemini - Solution Architect

Capgemini

Bengaluru, Karnataka, India (On-Site)
1 Month ago

Get notifed when new similar jobs are uploaded

Jobs in Kowloon, Hong Kong

luxsoft - Java Developer

luxsoft

Hong Kong (On-Site)
4 Days ago
Interactive Brokers - Senior Project Manager

Interactive Brokers

Hong Kong Island, Hong Kong (On-Site)
7 Months ago
CME Group - Mgr CD&S - Buyside

CME Group

Hong Kong, Hong Kong (On-Site)
1 Month ago
IMC - Senior Recruiter

IMC

Hong Kong (On-Site)
2 Weeks ago
Jane Street - Telco Engineer

Jane Street

Hong Kong (On-Site)
3 Weeks ago
OKX - Senior BD Manager (OKX Pay and Chain)

OKX

Hong Kong (On-Site)
3 Weeks ago
warner bros games - Coordinator, Global Themed Entertainment

warner bros games

Hong Kong, Hong Kong (Hybrid)
2 Months ago
Interactive Brokers - Technical Support (Helpdesk)

Interactive Brokers

Kowloon, Hong Kong (Hybrid)
2 Weeks ago
Animoca Brands - Junior Software Engineer

Animoca Brands

Hong Kong (On-Site)
8 Months ago
Dentsu Aegis - Media Buyer

Dentsu Aegis

Hong Kong (On-Site)
4 Days ago

Get notifed when new similar jobs are uploaded

Similar Category Jobs

Looks like we're out of matches

Set up an alert and we'll send you similar jobs the moment they appear!

About The Company

Interactive Brokers Group, Inc. (NASDAQ: "IBKR") is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisers, and introducing brokers. For over 40 years, Interactive Brokers has been the pioneer of the electronic trading revolution. We rapidly scaled from a small U.S. options market-maker into a sizable global trading firm by leveraging the power of technology and automation. We are committed to delivering value through technological innovation and providing our clients with unprecedented access to global markets at the lowest cost.

London, England, United Kingdom (Hybrid)

Greenwich, Connecticut, United States (On-Site)

Hyderabad, Telangana, India (Hybrid)

Chicago, Illinois, United States (Hybrid)

Mumbai, Maharashtra, India (Hybrid)

Chicago, Illinois, United States (Hybrid)

Chicago, Illinois, United States (Hybrid)

Chicago, Illinois, United States (Hybrid)

Kowloon, Hong Kong (Hybrid)

View All Jobs

Get notified when new jobs are added by Interactive Brokers

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug