Surveillance Analyst

2 Weeks ago • All levels

About the job

SummaryBy Outscal

Nasdaq is seeking a Surveillance Analyst to monitor real-time trading, review transactions for compliance, and assist in market surveillance activities. Must have strong analytical skills, proficiency in Microsoft Excel, and excellent communication skills.

Nasdaq is a leading global provider of trading, clearing, exchange technology, listing, information and public company services. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than 100 marketplaces in 50 countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to approximately 4,000 total listings with a market value of approximately $15 trillion. To learn more, visit: http://www.nasdaq.com

The Team

The NASDAQ surveillance department monitors compliance with rules and policies to assist Market Regulation in detecting potential violations of Securities and Exchange Commission (SEC) and exchange rules. The Department investigates matters and evaluates the need for disciplinary action. The Department’s main goal is to maintain an orderly marketplace and a level playing field for all markets participants including the general public.

Business Unit

Nasdaq’s regulatory functions include listings, surveillance, investigations and enforcement, regulatory rule filings and regulatory technology. This framework benefits investors and listed companies trading on Nasdaq exchanges and strengthens our regulatory program by turn enhances the integrity and transparency of the markets, protect investors and developing the next generation of regulatory technologies and processes.

What will you be doing?

You will monitor real-time trading and review account transactions to ensure appropriateness. You will evaluate all aspects of orders, quotations and transactions, typically having a specific focus on potential market manipulation, transaction appropriateness, and rule compliance.

  • Complete basic surveillance of real time trading and post trade analysis.

  • Complete basic interventions in trading, e.g. trade breaks and suspensions, with guidance and oversight by supervisor.

  • Assist with monitoring markets to detect anomalies, review electronically generated alerts, and address market participant inquires.

Who are we looking for?

  • Ability to provide analytics insight to determine optimal parameter settings based on trading activities.

  • Ability to write procedures outlining a process or recurring activity and write explanations for the disposition of alerts researched.

  • Expertise with Microsoft Excel, proficiency with Word and PowerPoint.

  • Excellent oral and written communication skills.

  • Excellent conflict management and customer service skills.

  • Education Required: Bachelor Degree in Business/Finance or related discipline, or some years of related work experience.

What will it be like working here?

Nasdaq is a vibrant and entrepreneurial company where everyone is encouraged to take initiative, challenge the status quo and take intelligent risks. We want everyone to feel welcome and bring their authentic self to work. Every day, we are building a culture where we all feel connected, supported and empowered.

What do we offer you?

  • Nasdaq's Flex Day program (6 paid leave days a year).

  • Additional paid leave days after 2 years of working at Nasdaq.

  • Internal Mentorship programs - learn from an employee you look up to.

  • Wide selection of online learning resources: Udemy, O’Reilly, etc.

  • Flexible Health Insurance program from the first day.

  • III pillar pension plan with additional contribution from Nasdaq.

  • Employee Stock Purchase Program Nasdaq stocks with a discount.

We recognize that our employees work tremendously hard; in exchange, we compensate well, offering, bonuses and equity grants and comprehensive health and wellness programs. We also provide our employees with the resources and opportunities they need to chart a career of achievement, growth and endless possibilities

What happens now?

Monthly salary (Gross): 2150 - 2500 EUR (final salary will depend on candidate knowledge and experience), other bonuses apply.

This is a full-time permanent position located in Vilnius. Nasdaq offers a hybrid workplace to find a balance between working from home and collaborating in the office, therefore it's required to come into the office at least 2 days per week.

If you think you would thrive in this role, then we would love to hear from you! Follow the link to apply in English. As the selection process is ongoing, we might close the position earlier than the last application day. You must be eligible to work in the EU.

About Nasdaq Vilnius:

Our Vilnius office is in the modern K29 business center, easily accessed via bus, but we also offer bike storage. Our working space offers an appealing, ergonomic environment, kitchen spaces, and an in-house library. The building hosts a canteen and vending machine as well as restaurants and shops within walking distance.

Nasdaq Vilnius offers our employees a strong compensation package that includes an annual bonus, equity grant, and access to an employee stock purchase program. Employees receive 20 days of annual vacation (plus 1 additional flex day every two months), III pillar pension plan with additional contribution from Nasdaq, a flexible health insurance program, career development programs, and more.

Come as You Are

Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.

We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation.

About The Company

At Nasdaq, our purpose is to advance economic progress for all. We power stronger economies, create more equitable opportunities, and contribute to a more sustainable world to help our communities, clients, employees, and people of all backgrounds reach their full potential.


Meet the #NasdaqFam and learn about our purpose, culture and careers here: https://www.nasdaq.com/about/careers



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