Compliance Analyst
7 Minutes ago • 1-3 Years
Quality Analysis
Job Description
We are seeking a Compliance Analyst to join our Legal & Compliance team, supporting daily operations and various projects. This role involves maintaining documentation, controls, and processes for surveillance workflows, and acting as a primary liaison for internal colleagues. Responsibilities include managing market maker, restricted, and sanctions lists, performing information barrier checks, and assisting with securities class action claims.
Must Have:
- Support day-to-day operations of the Legal & Compliance team.
- Maintain documentation, controls, and processes for surveillance workflows.
- Act as a key liaison between the team and the firm.
- Maintain and update market maker lists.
- Update restricted and sanctions lists.
- Perform information barrier checks.
- Disclose new accounts to exchanges and track submissions.
- Review options market maker report cards.
- Gather and organize information for securities class action claims.
- 1-3 years of experience in a legal & compliance environment.
- Excellent attention to detail, organization, and follow-through.
- Demonstrate discretion, trustworthiness, and good judgment.
- Clear, concise communication skills.
- Reliable and flexible team player.
- Ability to work independently and drive tasks to completion.
About the Position
We are looking for a Compliance Analyst to support the day-to-day operations of our Legal & Compliance team and drive a variety of projects. In this role, you’ll work alongside seasoned colleagues to maintain the documentation, controls, and processes that keep our surveillance workflows running smoothly. You’ll also serve as a key liaison between our team and the rest of the firm, often acting as a first point of contact for traders, technologists, and other colleagues.
Additional responsibilities of the role will include:
- Maintain and update market maker lists, including registrations and ongoing changes
- Update restricted and sanctions lists, ensuring accuracy and timely distribution
- Perform information barrier checks, verifying that client order permissions are set appropriately for traders
- Disclose new accounts to exchanges and track submissions through completion
- Review options market maker report cards from exchanges, summarize findings, and help follow up on any required actions
- Gather and organize information needed for securities class action claims
About You
- 1-3 years of experience in a legal & compliance environment; no specific regulatory or policy exposure required
- Proactive self-starter with excellent attention to detail, organization, and follow-through
- Discrete and trustworthy; able to use good judgment to make real-time decisions
- Clear, concise communicator with colleagues and external partners
- Comfortable asking questions, surfacing issues early, and owning mistakes
- Reliable and flexible team player with a positive attitude and learns quickly from feedback
- Able to work independently, escalate when necessary and proactively drive tasks and projects to completion
If you're a recruiting agency and want to partner with us, please reach out to agency-partnerships@janestreet.com.
Set alerts for more jobs like Compliance Analyst
Set alerts for new jobs by Jane Street
Set alerts for new Quality Analysis jobs in United States
Set alerts for new jobs in United States
Set alerts for Quality Analysis (Remote) jobs
