Compliance Officer (Malta)

6 Minutes ago • All levels

Risk Management

Job Description

The Compliance Officer is responsible for overseeing and implementing the company's compliance monitoring plan, dedicating 90% of their time to monitoring activities. Key duties include deploying the plan, ensuring adherence to MiFID requirements, maintaining regulatory knowledge, preparing reports, and conducting audits. This role requires close collaboration with stakeholders to uphold compliance standards and may involve PQ approval by the MFSA.

Good To Have:

Certification in Compliance or related fields

Must Have:

Implement and manage the compliance monitoring plan
Deploy the compliance monitoring plan throughout the calendar year
Ensure compliance with various MiFID requirements and regulations
Monitor activities related to compliance (90% of role)
Maintain up-to-date knowledge of regulatory changes
Prepare and present compliance reports to management
Conduct regular audits and assessments to identify and address compliance risks
Bachelor's degree in Business Administration, Finance, Law, or related field
Previous experience in a compliance or regulatory role, preferably within financial services
Strong understanding of MiFID requirements and regulations
Excellent analytical and problem-solving skills
Ability to work independently and prioritize tasks effectively
Strong communication and interpersonal skills
Detail-oriented with a high level of accuracy

Perks:

Welcoming group of highly qualified international professionals
Great challenges with many opportunities to prove yourself
Comfortable office
Flexible schedule
40 paid days off
Competitive salary

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The Compliance Officer is responsible for overseeing and implementing the compliance monitoring plan of the company. Key responsibilities include deploying the plan throughout the calendar year, ensuring adherence to various MiFID requirements, and dedicating 90% of their time to monitoring activities. The Compliance Officer works closely with the company to ensure adherence to all relevant regulations and standards.

This role is subject to PQ approval by the MFSA. We are open to candidates who have already gone through this process, as well as to those who haven’t yet, but meet the formal criteria and are open to going through it with our support.

WHAT YOU'LL BE DOING:

Implement and manage the compliance monitoring plan of the company
Deploy the compliance monitoring plan throughout the calendar year
Ensure compliance with various MiFID requirements and regulations
Monitor activities related to compliance, which will constitute 90% of the job role
Work closely with stakeholders across the organization to ensure alignment with compliance standards
Maintain up-to-date knowledge of regulatory changes and communicate any updates to relevant parties
Prepare and present compliance reports to management on a regular basis
Collaborate with internal teams to address any compliance issues or concerns
Conduct regular audits and assessments to identify and address compliance risks
Provide training and guidance to employees on compliance matters as needed

WHAT WE LOOK FOR IN YOU:

Bachelor's degree in Business Administration, Finance, Law, or related field
Previous experience in a compliance or regulatory role, preferably within the financial services industry
Strong understanding of MiFID requirements and regulations
Excellent analytical and problem-solving skills
Ability to work independently and prioritize tasks effectively
Strong communication and interpersonal skills
Detail-oriented with a high level of accuracy
Certification in Compliance or related fields is a plus