Internal Audit Specialist

As an Internal Auditor Specialist, you'll assess and strengthen the quality of controls across Nasdaq's enterprise (Expert Functions): spanning finance, operations, regulatory compliance, technology, M&A, legal, HR, and risk. You'll identify control weaknesses, deliver actionable recommendations, and ensure our internal controls meet corporate objectives and industry standards. You'll thrive in this position if you're analytical, detail-oriented, and passionate about driving continuous improvement through data-driven insights. You'll work across multiple concurrent audit engagements in a dynamic, global environment where your expertise directly supports organizational integrity and compliance.

Must Have

• Assess, test, and report on the effectiveness of internal controls across finance, operations, regulatory, technology, M&A, legal, HR, and risk functions
• Analyze data using automated audit tools to identify control weaknesses and inefficiencies, and provide smart, actionable recommendations that strengthen compliance with corporate and regulatory standards
• Prepare and review thorough audit workpapers and reports documenting findings and ensuring alignment with Global Internal Audit Standards, as well as Nasdaq’s Internal Audit Department Standards
• Follow up on previously identified audit findings and management action plans to ensure timely resolution and sustained control improvements
• Partner with business stakeholders on continuous monitoring, annual risk assessments, and audit planning activities to embed a culture of strong internal controls
• Bachelor's degree in Accounting, Finance, Computer Science, Information Systems, or a related field, or equivalent practical experience
• Preferred experience in internal audit or external audit; candidates with backgrounds in risk management, compliance, or finance will also be considered
• Strong knowledge of accounting and finance rules, regulations, and processes; including Generally Accepted Accounting Principles (GAAP) and Sarbanes-Oxley (SOX compliance)
• Ability to manage multiple concurrent projects and collaborate effectively across functions and geographies
• Clear communicator (written and verbal) with strong analytical and problem-solving skills

Good to Have

• Advanced degree (MBA, Master's in Accounting, Finance, or related field)
• Professional certifications such as CPA, CIA, CFA, CISA, CISM, CFE, or CRMA
• Proficiency in automation tools and data analytics platforms used in audit execution (e.g. Alteryx, Power BI, etc.)
• Experience using TeamMate+ or other audit management software
• Experience in financial services, fintech, or regulated industry

Perks & Benefits

• 401(k) program with 6% employer match
• Employee Stock Purchase Program with 15% discount
• Student loan repayment program up to $10k
• Company paid life and disability plans
• Generous paid time off
• Comprehensive medical, dental and vision coverage
• Health spending account with employer contribution
• Paid flex days to support mental wellbeing
• Gym membership discounts
• Hybrid home/office schedule (for most positions)
• Paid parental leave
• Fertility benefits
• Paid bereavement leave
• Company gift matching program
• Employee resource groups
• Paid volunteer days
• Education Assistance Program
• Robust job skills training and Professional development opportunities

As an Internal Auditor Specialist, you'll assess and strengthen the quality of controls across Nasdaq's enterprise (Expert Functions): spanning finance, operations, regulatory compliance, technology, M&A, legal, HR, and risk. You'll identify control weaknesses, deliver actionable recommendations, and ensure our internal controls meet corporate objectives and industry standards.

You'll thrive in this position if you're analytical, detail-oriented, and passionate about driving continuous improvement through data-driven insights. You'll work across multiple concurrent audit engagements in a dynamic, global environment where your expertise directly supports organizational integrity and compliance.

Key Responsibilities

• Assess, test, and report on the effectiveness of internal controls across finance, operations, regulatory, technology, M&A, legal, HR, and risk functions.
• Analyze data using automated audit tools to identify control weaknesses and inefficiencies, and provide smart, actionable recommendations that strengthen compliance with corporate and regulatory standards.
• Prepare and review thorough audit workpapers and reports documenting findings and ensuring alignment with Global Internal Audit Standards, as well as Nasdaq’s Internal Audit Department Standards.
• Follow up on previously identified audit findings and management action plans to ensure timely resolution and sustained control improvements.
• Partner with business stakeholders on continuous monitoring, annual risk assessments, and audit planning activities to embed a culture of strong internal controls.

Required Qualifications

• Bachelor's degree in Accounting, Finance, Computer Science, Information Systems, or a related field, or equivalent practical experience.
• Preferred experience in internal audit or external audit; candidates with backgrounds in risk management, compliance, or finance will also be considered.
• Strong knowledge of accounting and finance rules, regulations, and processes; including Generally Accepted Accounting Principles (GAAP) and Sarbanes-Oxley (SOX compliance).
• Ability to manage multiple concurrent projects and collaborate effectively across functions and geographies.
• Clear communicator (written and verbal) with strong analytical and problem-solving skills.

Preferred Qualifications

• Advanced degree (MBA, Master's in Accounting, Finance, or related field).
• Professional certifications such as CPA, CIA, CFA, CISA, CISM, CFE, or CRMA.
• Proficiency in automation tools and data analytics platforms used in audit execution (e.g. Alteryx, Power BI, etc.).
• Experience using TeamMate+ or other audit management software.
• Experience in financial services, fintech, or regulated industry.

This position will be located in New York and Philly and offers the opportunity for a hybrid work environment at least 3 days a week in-office, subject to change, providing flexibility and accessibility for qualified candidates.

What We Offer

We’re proud to offer a competitive rewards package that is meaningful, recognizes the unique needs of our employees and their families and incentivizes employees for their contribution to Nasdaq’s overall success.

The base pay range for this role is $88,000 - $154,000. In addition to base salary, Nasdaq provides a generous annual bonus/commission (short-term incentive), and equity (long-term incentive), comprehensive benefits, and opportunity for growth. Exact compensation may vary based on several job-related factors that are unique to each candidate, including but not limited to: skill set, experience, education/training, business needs and market demands.

Nasdaq’s programs and rewards are intended to allow our employees to:

• Secure Wealth: 401(k) program with 6% employer match, Employee Stock Purchase Program with 15% discount, Student loan repayment program up to $10k, Company paid life and disability plans, Generous paid time off
• Prioritize Health: Comprehensive medical, dental and vision coverage, Health spending account with employer contribution, Paid flex days to support mental wellbeing, Gym membership discounts
• Care for Family: Hybrid home/office schedule (for most positions), Paid parental leave, Fertility benefits, Paid bereavement leave
• Connect with Community: Company gift matching program, Employee resource groups, Paid volunteer days
• Grow Career: Education Assistance Program, Robust job skills training and Professional development opportunities

For more information, visit Nasdaq Benefits & Rewards Career page.