Compliance Anaylst

The Compliance Analyst will assist the Global Compliance function in developing, implementing and managing the Sustainalytics compliance framework. This role is part of the Global Compliance team, with members in Madrid, Toronto, and Romania, and involves overseeing the compliance program to ensure alignment with European regulatory frameworks, providing assurance of adherence to policies, contributing to team development, assisting with compliance materials and training, and maintaining compliance files and procedures.

Must Have

• Highly developed interpersonal skills
• 1-3 years experience in compliance / regulatory control processes
• Experience in Internal Audit in Financial Services, Accounting or Legal professions
• Strong analytical and investigative skills
• Sound judgment
• Bachelor’s degree

Good to Have

• Understanding/experience of ESG risk rating business

Perks & Benefits

• Hybrid work environment
• Four days in-office each week (in most locations)
• Range of other benefits to enhance flexibility
• Tools and resources to engage meaningfully with global colleagues

POSITION DESCRIPTION:

Given the current market and regulatory environment, many rules and regulations have been enacted around the global. These rules and regulations continue to be updated. This role will be part of the Global Compliance team – with other members working in Madrid, Toronto and Romania

The Compliance Analyst will assist the Global Compliance function in developing, implementing and managing the Sustainalytics compliance framework.

The Compliance Analyst will:

• Assist the CCO in overseeing the compliance program to ensure alignment with European regulatory frameworks and provide ongoing assurance of adherence to Sustainalytics’ policies and procedures
• Contribute to the ongoing development of the Compliance team by sharing best practices, knowledge, expertise and lessons learned on a regular basis
• Assist with the development, maintenance and delivery of compliance materials and training
• Assist with the continuous improvement of global compliance programs
• Maintain compliance files and records
• Maintain policies and procedures for the general operation of the global compliance program within Sustainalytics.

REQUIREMENTS:

• Highly developed interpersonal skills to build and maintain effective internal and external relationships
• 1-3 years of experience in compliance / regulatory control processes developed in Internal Audit in the Financial Services, Accounting or Legal professions
• Strong analytical and investigative skills and sound judgment
• Understanding/experience of ESG risk rating business would be an advantage
• A bachelor’s degree is required.

Morningstar's hybrid work environment gives you the opportunity to collaborate in-person each week as we've found that we're at our best when we're purposely together on a regular basis. In most of our locations, our hybrid work model is four days in-office each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.