Job Description
- Prior experience in Compliance
- Conduct monitoring activities within the Compliance Risk & Control Framework
- Support second-line reviews of first-line processes and analyses
- Assess and report potentially suspicious transactions related to AML/CTF
- Assist with investigations initiated by regulators or third parties
- Approximately two years of relevant experience in the financial sector
- Motivated and analytical professional
- Independent thinker with a pragmatic and collaborative approach
- Enthusiasm and hands-on mentality
- Strong analytical skills to navigate complex issues with clarity
- Investment in employee development
- Robust career opportunities from day one
- Dynamic and collaborative environment
- Opportunity to make a true impact
- International organization with diverse cultures and backgrounds
- Open feedback culture
- Supportive team environments
- Opportunity to invest in your future
About the job
Are you ready to take the next step in your Compliance career?
Saxo Capital Markets UK Ltd is expanding its Compliance team and looking for a passionate and driven Compliance Associate to join us in our London office. This is your chance to be part of a dynamic and collaborative environment where your expertise will help shape the future of financial compliance.
Our Compliance department plays a vital role as the second line of defense, ensuring that SCML operates within legal and regulatory boundaries. We act as a trusted partner to the business and management and our mission is to support SCML’s strategic goals while upholding the highest standards of integrity and compliance.
Responsibilities:
- Conduct monitoring activities within the Compliance Risk & Control Framework
- Support second-line reviews of first-line processes and analyses
- Assess and report potentially suspicious transactions related to AML/CTF
- Assist with investigations initiated by regulators or third parties
Your profile
We are looking for a motivated and analytical professional with at approximately two years of relevant experience in the financial sector. While prior experience in Compliance is a plus, we value your potential and mindset above all. Full training will be provided.
You are an independent thinker with a pragmatic and collaborative approach. Your enthusiasm and hands-on mentality drive you to take initiative and contribute meaningfully. You possess strong analytical skills and can navigate complex issues with clarity.
We conduct interviews on a continuous basis, so send your application sooner rather than later
We get curious people invested in the world
When you work at Saxo, you become a Saxonian and part of a purpose-driven organisation, where good ideas are always taken seriously, and where you can make a true impact. We are invested in your development, and you can expect a robust career from day one when you join Saxo – no matter which role you take on.
You will join 2,500 other ambitious colleagues across 15 countries and become part of an international organisation. Working in Saxo, you will get to meet colleagues from many different cultures and backgrounds, and you should know that we value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation and position us for long-term success.
We encourage an open feedback culture and supportive team environments enabling employees to grow and fulfil their career aspirations.
When you bring passion, curiosity, drive and team spirit, your learning journey will be dynamic and your career opportunities in Saxo will be immense.
At Saxo we don’t just offer a job – we offer an opportunity to invest in your future!
How to apply :
Click here to create an account and upload your resume and a short motivation. We look forward to getting to know you better!
Welcome to Saxo Bank
About Saxo Bank
Support our purpose
We believe access to global capital markets is not only for the privileged few. Our vision is to enable people to fulfill their financial aspirations to make an impact. That’s why we use the power of technology to deliver clients what they need, when they need it in a user-friendly and personalised experience. We aim to deliver the world’s most user-friendly and personalized trading and investment platform experience, which gives our clients exactly what they need to make more informed investment decisions.
Be part of a unique journey
Do you want to work for an extremely ambitious organisation at the cutting edge of banking and technology? You’ll be joining a company that:
. Continuously strives to improve the Saxo Experience and exceed our clients’ expectations.
. Always invests in the future
. Builds unrivalled platforms
for seasoned and experienced investors and wholesale clients that provide real-time access to global capital markets.
. Consistently wins the highest accolades
for our platforms, products and services.
Own your future
So, if you’re up for the challenge of breaking down barriers in global financial markets, we’re always looking for ambitious and enthusiastic people who share our passion for clients, technology and innovation and can bring new perspectives to our diverse team.
For more on our story, culture and identity, please read the Saxo Bank Foundation
, written by our CEO and founder Kim Fournais.
