Responsible Officer (ETF, Part-time welcome)

2 Months ago • 5 Years + • Legal

About the job

Job Description

Not hearing back from companies?
Unlock the secrets to a successful job application and accelerate your journey to your next opportunity.
Overview

Our asset management company is seeking a dedicated Responsible Officer (RO) to join the team as a key individual performer (KIP) for our retail fund. We are committed to delivering exceptional investment solutions and maintaining strong relationships with our clients while ensuring regulatory compliance.

What You Will Do

    • Oversee and ensure compliance with regulatory requirements; work with the legal team to prepare and file the necessary regulatory documents with the SFC
    • Act as the primary point of contact with SFC for all ETF -related matters, including compliance and regulatory reporting.
    • Develop and implement the overall ETF strategy, compliance policies and procedures
    • Monitor and report on fund performance and risk management
    • Conduct regular compliance reviews and audits; to ensure that all ETF -related activities are in compliance with relevant regulations.
    • Conduct market research and analysis to identify potential opportunities and risks for the ETF product
    • Stay updated on regulatory changes affecting retail funds
    • Participate in the development and launch of new ETF products
    • Assist in preparing and reviewing fund documentation and disclosures, prepare regular performance reports for the ETF as required

What You Will Need

    • Bachelor's degree in Finance, Law, Business Administration, or a related field
    • At least 5+ years of experience in ETF -related roles, with a strong track record of success.
    • Proven experience as a Responsible Officer or in a similar compliance role in the fund management industry
    • In-depth knowledge of ETF products, trading, and regulations.
    • Ability to interpret and apply complex regulations
    • Analytical skills with the ability to assess compliance risks
    • Relevant financial and compliance certifications are preferred
    • Part-time arrangement is welcome
undefined
View Full Job Description

Add your resume

80%

Upload your resume, increase your shortlisting chances by 80%

About The Company

View All Jobs

Get notified when new jobs are added by NAH.io

Similar Jobs

The Walt Disney Company - Director, Quality Engineering

The Walt Disney Company, United States (On-Site)

Tencent - Trust & Safety Manager

Tencent, Singapore (On-Site)

paypal - Team Leader, Customer Solutions

paypal, China (On-Site)

PwC - Executive Assistant

PwC, United Arab Emirates (On-Site)

paypal - Business Lending Commercial Sr. Manager

paypal, United States (Hybrid)

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

Social Discovery Group - VP of Finance

Social Discovery Group, Israel (Remote)

sigma software - Senior Project Manager (AdTech)

sigma software, Poland (On-Site)

PwC - Audit Associate (AOS - Iloilo)

PwC, Philippines (On-Site)

sigma software - Compliance Consultant (Contract)

sigma software, Ukraine (Remote)

Kyruus Health - Staff Data Scientist

Kyruus Health, United States (Remote)

Trend Micro - Sr. Information Security Specialist

Trend Micro, United States (On-Site)

Get notifed when new similar jobs are uploaded

Jobs in Hong Kong

The Walt Disney Company - Entertainment Lead - 6-12 months contract

The Walt Disney Company, Hong Kong (On-Site)

Animoca Brands - Senior Full Stack Web3 Engineer - Open Campus

Animoca Brands, Hong Kong (On-Site)

The Walt Disney Company - Senior Interior Designer

The Walt Disney Company, Hong Kong (On-Site)

NAH.io - UI Designer

NAH.io, Hong Kong (Hybrid)

The Walt Disney Company - Stage Manager, Show Operations (Contract)

The Walt Disney Company, Hong Kong (On-Site)

Interactive Brokers - Senior Java Developer - Client Portal

Interactive Brokers, Hong Kong (On-Site)

The Walt Disney Company - Specialist/ Associate Specialist, Sales Analysis and Planning

The Walt Disney Company, Hong Kong (On-Site)

Get notifed when new similar jobs are uploaded

Legal Jobs

Get notifed when new similar jobs are uploaded