Responsible Officer (ETF, Part-time welcome)
About the job
SummaryBy Outscal
What You Will Do
- Oversee and ensure compliance with regulatory requirements; work with the legal team to prepare and file the necessary regulatory documents with the SFC
- Act as the primary point of contact with SFC for all ETF -related matters, including compliance and regulatory reporting.
- Develop and implement the overall ETF strategy, compliance policies and procedures
- Monitor and report on fund performance and risk management
- Conduct regular compliance reviews and audits; to ensure that all ETF -related activities are in compliance with relevant regulations.
- Conduct market research and analysis to identify potential opportunities and risks for the ETF product
- Stay updated on regulatory changes affecting retail funds
- Participate in the development and launch of new ETF products
- Assist in preparing and reviewing fund documentation and disclosures, prepare regular performance reports for the ETF as required
What You Will Need
- Bachelor's degree in Finance, Law, Business Administration, or a related field
- At least 5+ years of experience in ETF -related roles, with a strong track record of success.
- Proven experience as a Responsible Officer or in a similar compliance role in the fund management industry
- In-depth knowledge of ETF products, trading, and regulations.
- Ability to interpret and apply complex regulations
- Analytical skills with the ability to assess compliance risks
- Relevant financial and compliance certifications are preferred
- Part-time arrangement is welcome
About The Company
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