The Compliance Analyst at AlphaSense's Tegus division plays a critical role in safeguarding client information and ensuring compliance with legal and regulatory standards.  Responsibilities include reviewing expert call transcripts for material nonpublic and confidential information, conducting due diligence, documenting violations, and escalating non-compliance issues.  The role also involves advanced research using internal and external databases, managing internal/external communications, performing administrative tasks, and identifying opportunities for process improvement.  This fast-paced position requires strong attention to detail, excellent research skills, and the ability to work independently and under tight deadlines.

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 Reports to: Compliance Team Lead
About AlphaSense:&nbsp;
The world’s most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI, AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equity research, company filings, event transcripts, expert calls, news, trade journals, and clients’ own research content. Our platform is trusted by over 4,000 enterprise customers, including a majority of the S&amp;P 500.
Founded in 2011, AlphaSense is headquartered in New York City with over 2,000 people across the globe and offices in the U.S., U.K., Finland, India, Singapore, Canada and Ireland. Come Join Us!
About the Team:
Tegus by AlphaSense facilitates extremely valuable calls between our clients and experts. Given the proprietary insights in these conversations, compliance is critical to our business, and a key component of our value add. The Compliance Team provides our clients with actionable insights while maintaining the highest legal and regulatory standards.&nbsp;
About the Role:&nbsp;
As a Compliance Analyst, you will play a crucial role in supporting our content generation while protecting our clients from potentially sensitive information. You will gain extensive knowledge of Tegus’ cutting edge compliance program to facilitate the review of expert call transcripts. This role is fast-paced, so agility and ability to work under a tight deadline are key.
<h4>Who You Are:</h4>
<ul>
<li style="font-weight: 400;">1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar is preferred, but not required. Strong transferrable skills, such as research and analysis, are also highly valued.</li>
<li style="font-weight: 400;">Acute attention to detail and strong reading comprehension with proofreading, drafting, and investigative/research experience.</li>
<li style="font-weight: 400;">Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently.</li>
<li style="font-weight: 400;">Thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing priorities and contribute to innovative solutions that support Tegus’ business needs.</li>
</ul>
What You’ll Do:&nbsp;
<ul>
<li style="font-weight: 400;">Review expert call transcripts to detect and resolve instances of &nbsp;material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards.</li>
<li style="font-weight: 400;">Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary.</li>
<li style="font-weight: 400;">Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain.</li>
<li style="font-weight: 400;">Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment.</li>
<li style="font-weight: 400;">Perform administrative tasks, including but not limited to, inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency.</li>
</ul>
AlphaSense is an equal opportunity employer. We are committed to a work environment that supports, inspires, and respects all individuals. All employees share in the responsibility for fulfilling AlphaSense’s&nbsp;commitment to equal employment opportunity. AlphaSense does not discriminate against any employee or applicant on the basis of race, color, sex (including pregnancy), national origin, age, religion, marital status, sexual orientation, gender identity, gender expression, military or veteran status, disability, or any other non-merit factor. This policy applies to every aspect of employment at AlphaSense, including recruitment, hiring, training, advancement, and termination.
In addition, it is the policy of AlphaSense to provide reasonable accommodation to qualified employees who have protected disabilities to the extent required by applicable laws, regulations, and ordinances where a particular employee works.
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Total Compensation: $60,000&nbsp; *Including base salary and performance based bonus
Additional Components: You may also be offered equity and a generous benefits program. 
*For base compensation, we set standard ranges for all US-based roles based on function, level and geographic location, benchmarked against similar stage growth companies and internal comparables. In order to be compliant with local legislation, as well as to provide greater transparency to candidates, we share salary ranges on all job postings regardless of desired hiring location. Final offer amounts are determined by multiple factors including geographic location as well as candidate experience/expertise and may vary from the amounts listed above.

 

 
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Compliance Analyst