Compliance Assistant Manager/Analyst

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Overview: 

Interactive Brokers seeks a hard-working, detail-oriented, quick-learning, careful, problem-solving individual. This position requires excellent time management, eagerness to learn and a strong customer focus.

Responsibilities: 

• Assist the group Compliance with conducting compliance reviews and/or regulatory enquiries related to clients in the Asian time zone.
• Perform internal monitoring of adherence to internal and regulatory requirements
• Support with regulatory, audit, and similar queries and inspections
• Assist with the maintenance of policies and procedures
• Perform ad hoc general Compliance administration tasks as required

Required Qualifications and Skills:

• 1-3 years relevant experience in a similar role.
• Fluency in English, Cantonese and Mandarin (both written and spoken) is Essential.
• Have a “can do” attitude and is willing to learn and take on new tasks as the role develops.
• Good organizational skills with the ability to prioritize and work independently in a dynamic and fast-paced environment.
• Proficiency with computers, basic office applications and basic database tools.
• Ability to work independently in a small team environment.
• Ability to articulate and explain complex issues in relatively simple terms.
• Ability to multi-task, prioritize and work with minimal supervision.

Company Benefits & Perks

• Competitive Salary, annual performance-based bonus and stock grant
• Excellent health and welfare benefits, including medical, dental, specialist and in-patient  
• Competitive package of Annual Leave
• Daily lunch is ordered in-house with a fully stocked kitchen
• Modern offices with multi-monitor setups
• Great work-life balance
• Unique opportunity to gain exposure to global financial products, markets and clientele
• Opportunities for career progression and job scope expansion in a global company with a growing local presence
• Hybrid work arrangement role permitting