Compliance Officer

1 Month ago • All levels

Job Summary

Job Description

The Compliance Officer is responsible for overseeing and implementing the compliance monitoring plan of the company, ensuring adherence to MiFID requirements, and dedicating 90% of their time to monitoring activities. This role involves implementing and managing the compliance monitoring plan, deploying it throughout the year, and ensuring compliance with regulations. The officer will monitor activities related to compliance, work with stakeholders, maintain knowledge of regulatory changes, prepare compliance reports, address issues, conduct audits, and provide training. The role demands strong analytical skills and attention to detail.

Must have:

Bachelor's degree in relevant field.
Experience in a compliance or regulatory role.
Strong understanding of MiFID requirements.
Excellent analytical and problem-solving skills.
Ability to work independently and prioritize effectively.
Strong communication and interpersonal skills.
Detail-oriented with a high level of accuracy.

Good to have:

Certification in Compliance or related fields is a plus

Perks:

Welcoming group of international professionals
Great challenges and opportunities to prove yourself
Comfortable office
Flexible schedule
40 paid days off
Competitive salary

1 skill required

1 skill required for this role

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communication

Job Details

The Compliance Officer is responsible for overseeing and implementing the compliance monitoring plan of the company. Key responsibilities include deploying the plan throughout the calendar year, ensuring adherence to various MiFID requirements, and dedicating 90% of their time to monitoring activities. The Compliance Officer works closely with the company to ensure adherence to all relevant regulations and standards.

WHAT YOU'LL BE DOING:

Implement and manage the compliance monitoring plan of the company
Deploy the compliance monitoring plan throughout the calendar year
Ensure compliance with various MiFID requirements and regulations
Monitor activities related to compliance, which will constitute 90% of the job role
Work closely with stakeholders across the organization to ensure alignment with compliance standards
Maintain up-to-date knowledge of regulatory changes and communicate any updates to relevant parties
Prepare and present compliance reports to management on a regular basis
Collaborate with internal teams to address any compliance issues or concerns
Conduct regular audits and assessments to identify and address compliance risks
Provide training and guidance to employees on compliance matters as needed

WHAT WE LOOK FOR IN YOU:

Bachelor's degree in Business Administration, Finance, Law, or related field
Previous experience in a compliance or regulatory role, preferably within the financial services industry
Strong understanding of MiFID requirements and regulations
Excellent analytical and problem-solving skills
Ability to work independently and prioritize tasks effectively
Strong communication and interpersonal skills
Detail-oriented with a high level of accuracy
Certification in Compliance or related fields is a plus