Manager - Market Data Compliance & Assurance

2 Months ago • All levels

Job Summary

Job Description

The Audit Manager of Market Data Compliance and Assurance is responsible for ensuring compliance with CME Group's market data policies. This involves conducting audits of customers globally to verify adherence to licensing agreements and proper use of intellectual property. The role requires researching and preparing for audits, communicating with firms, analyzing applications, and providing insights on findings. Responsibilities include minimizing revenue leakage and optimizing revenue recovery. The manager will also develop relationships with stakeholders and promote effective audit processes, ensuring compliance with policies.
Must have:
  • Market data audit or management experience.
  • Knowledge of real-time, historical, and derived data policies.
  • Experience in negotiating liabilities for non-compliance.
  • Knowledge of data consumer and vendor firms globally.
  • Development and maintenance of customer relationships.
  • Experience in designing and implementing processes and policies.
Good to have:
  • FIA certification or CPA.
  • Knowledge of vendor and third-party application products.
  • Knowledge of market data inventory systems.
  • Advanced knowledge of Microsoft Office, particularly Excel.
  • Proficiency in Salesforce.

Job Details

Manager - Market Data Compliance

The Audit Manager of Market Data Compliance and Assurance is essential to the global governance of the CME’s commercial market data business. The role will be responsible for the execution of market data audits spanning the CME Group’s diverse customer base to ensure CME Group’s Market Data and Derived Data policies are being adhered to and that use of intellectual property is correctly licensed to and reported by customers globally. The successful candidate will warrant CME Group market data is used in accordance with existing vendor and customer agreements, and grow customer understanding of managing CME Group market data effectively. The role will deploy and develop best practice guidelines in the conduct of customer audits. The successful candidate should have a strong working knowledge of conducting both onsite and remote audits of major financial institutions and information/software vendors.

Principle Accountabilities:

•    Execute a program of customer compliance and auditing to protect CME Group’s intellectual 
        property, minimize revenue leakage and optimize revenue recovery
•    Effectively research and prepare for customer audits, collating all of the appropriate materials 
        to inform the audit visit
•    Communicate with audited firms to clearly articulate expected collaboration, materials 
        required and to manage both expectations and timeframes efficiently. and commercial 
        policy/licensing opportunities
•    Perform on-site market data audits, analyzing all applications and systems related to market 
        data consumption, investigating and analyzing inventory management and permissioning 
        systems to ensure CME has a comprehensive and complete overview of a firm’s market data 
        consumption
•    Provide clear written and verbal insight and analysis of findings to auditee and CME Group internal stakeholders, with analysis of findings and recommendations on future customer compliance focus and any financial liability found
•      Work with and develop relationships with team members, internal CME stakeholders, and 
        external customers on a global basis to promote and support compliance with policies and 
        ensure effective audit processes with minimum disruption to customers

Skills and Software Requirements:

•    Demonstrable experience Market Data audit or Market Data management, with experience of 
        conducting on-site and remote market data audits
•    Strong knowledge of exchange (equities and/or F&O), index provider or information vendor real 
        time, historical and derived data policies
•    Substantial experience in negotiating and settling liabilities resulting from identification of non-
        compliance with data policies
•    Knowledge of data consumer and data vendor firms globally, including (but not limited to) 
        major and niche information vendors, investment banks, online trading platforms, high 
        frequency and proprietary trading firms
•    Development and maintenance of good customer relationships
•    Proven background in analyzing, designing and implementing processes and policies to 
        improve efficiencies and achieve desired objectives with a strong bias towards continuous 
        improvement
•    Financial Information Associate (FIA) certification or CPA welcomed
•    Knowledge of vendor and third party application providers’ products and Market Data Systems 
        management/permissioning systems (LSEG DACS, Bloomberg B-Pipe, 
        etc.)
•    Knowledge of third party market data inventory systems (MDM, INFOmatch, FITS etc.)
•    Advanced Knowledge of Microsoft Office with emphasis on high degree of proficiency in Excel 
        including the use of financial formulas, data analysis and pivot table features is a must.
•    Proficiency in Salesforce helpful

CME Group: Where Futures are Made

CME Group is the world’s leading derivatives marketplace. But who we are goes deeper than that. Here, you can impact markets worldwide. Transform industries. And build a career by shaping tomorrow. We invest in your success and you own it – all while working alongside a team of leading experts who inspire you in ways big and small. Problem solvers, difference makers, trailblazers. Those are our people. And we’re looking for more.

At CME Group, we embrace our employees' unique experiences and skills to ensure that everyone’s perspectives are acknowledged and valued. As an equal opportunity employer, we consider all potential employees without regard to any protected characteristic.

Important Notice: Recruitment fraud is on the rise, with scammers using misleading promises of job offers and interviews to solicit money and personal information from job seekers. CME Group adheres to established procedures designed to maintain trust, confidence and security throughout our recruitment process. Learn more here.

Similar Jobs

Dream Games - Office Assistant

Dream Games

İstanbul, Türkiye (On-Site)
5 Months ago
sphere entertainment - Post Production Coordinator

sphere entertainment

Burbank, California, United States (On-Site)
2 Weeks ago
Tesla - Service Advisor

Tesla

Uusimaa, Finland (On-Site)
5 Months ago
Rolls-Royce - Sales Manager, Marine

Rolls-Royce

Jakarta, Indonesia (On-Site)
1 Month ago
Codeway Studios - QA Manager

Codeway Studios

İstanbul, Türkiye (On-Site)
6 Months ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

PwC - IN_Associate _Internal Audit_Internal Audit Services_Advisory

PwC

Bengaluru, Karnataka, India (On-Site)
1 Month ago
Assystems - Senior Biodiversity Specialist

Assystems

Ankara, Ankara, Türkiye (On-Site)
8 Months ago
Activision - Senior Manager, Accounting

Activision

Los Angeles, California, United States (On-Site)
5 Months ago
Microsoft - Principal Software Engineer - Kusto

Microsoft

(On-Site)
2 Months ago
Amber - Senior Data Analyst

Amber

Montreal, Quebec, Canada (Remote)
1 Month ago
SSC Technologies - Sales Executive Fund Administration

SSC Technologies

New York, United States (Hybrid)
1 Month ago
Milestone - Channel Business Manager

Milestone

Munich, Bavaria, Germany (Hybrid)
1 Month ago
Nintendo - Product Tester I

Nintendo

Redmond, Washington, United States (On-Site)
10 Months ago
Tesla - Security Officer

Tesla

Brandenburg, Germany (On-Site)
5 Months ago
Zinnia - Business Analyst

Zinnia

Atlanta, Georgia, United States (Hybrid)
2 Months ago

Get notifed when new similar jobs are uploaded

Jobs in London, England, United Kingdom

London stock Exchange - Solutions Architect

London stock Exchange

London, England, United Kingdom (On-Site)
1 Month ago
Hawkeye Innovations - Match Operations Assistant - Newcastle

Hawkeye Innovations

Newcastle Upon Tyne, England, United Kingdom (On-Site)
2 Months ago
Sumo Digital - Principal Game Designer (AI)

Sumo Digital

Sheffield, England, United Kingdom (Hybrid)
2 Weeks ago
Media molecule - Senior Designer (Environments)

Media molecule

London, England, United Kingdom (Hybrid)
3 Months ago
Philips - Field Service Engineer MRI

Philips

London, England, United Kingdom (On-Site)
2 Months ago
Kwalee - UI Artist

Kwalee

Royal Leamington Spa, England, United Kingdom (On-Site)
4 Months ago
Wargaming - Software Engineer

Wargaming

Guildford, England, United Kingdom (Hybrid)
1 Month ago
Foster and partners  - Facilities Technician

Foster and partners

London, England, United Kingdom (On-Site)
2 Months ago
flix interactive - HR & People Assistant

flix interactive

Birmingham, England, United Kingdom (Hybrid)
2 Weeks ago
Cloud Imperium Games - Technical Sound Designer

Cloud Imperium Games

Manchester, England, United Kingdom (On-Site)
1 Month ago

Get notifed when new similar jobs are uploaded

Similar Category Jobs

Looks like we're out of matches

Set up an alert and we'll send you similar jobs the moment they appear!

About The Company

As the world’s leading derivatives marketplace, CME Group is where the world comes to manage risk. We enable clients to trade futures, options, cash and OTC markets, optimize portfolios, and analyze data – empowering market participants worldwide to efficiently manage risk and capture opportunities. CME Group exchanges offer the widest range of global benchmark products across all major asset classes based on interest rates, equity indexes foreign exchange energy agricultural products and metals. We meet uncertainty and volatility with confidence and clarity, across the trading lifecycle and around the world.

Chicago, Illinois, United States (On-Site)

Chicago, Illinois, United States (On-Site)

Chicago, Illinois, United States (On-Site)

Bengaluru, Karnataka, India (On-Site)

Bengaluru, Karnataka, India (On-Site)

Bengaluru, Karnataka, India (On-Site)

Chicago, Illinois, United States (Hybrid)

Bengaluru, Karnataka, India (On-Site)

Singapore (On-Site)

View All Jobs

Get notified when new jobs are added by CME Group

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug