Senior Analyst AML - Testing & Monitoring

Interactive Brokers is looking to hire a Senior AML Compliance Analyst with strong analytical and technical skills to join our AML Compliance Control Testing & Monitoring Team, a part of our Model Governance and Risk Group in our Mumbai Office. This position will report directly to a local Mumbai AML Compliance Testing & Monitoring Manager and ultimately to a US-based AML Compliance Testing & Monitoring Manager. The primary role will be to assist with testing to ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations related to Model Governance and Risk.

Responsibilities

• Perform Functional Testing, UAT Testing, and Quality Control Reviews
• Conduct testing and monitoring activities, including developing test plans, test data collection, developing test instructions, and performing an adequacy review of policies and procedures.
• Analyze test results and summarize a list of observations from testing.
• Assist with preparing executive reports summarizing test results and conclusions.
• Provide support with the maintenance of a Control Library.
• Perform AML Product Risk Assessments on new products, venues, and services.
• Prepare management information, including collecting, analyzing, and summarizing data and trends.
• Work collaboratively with stakeholders across Compliance and Programming.
• Perform qualitative and quantitative analysis of data.

Qualifications, Skills & Attributes

• Bachelor's or Master's Degree.
• 2 to 4 years of relevant experience.
• Functional Testing and User Acceptance Testing ("UAT") using different software tools (SQL, Jira, in-house applications).
• Experience in US and Foreign AML Regulatory regimes.
• Understanding financial crimes data.
• Language skills: Fluent English.
• High comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems.
• Fluent with all MS Office tools, particularly Excel and PowerPoint.
• Excellent oral and written communication skills.
• Detail-oriented with organizational and project management skills.
• Ability to work both independently as well as in a small-team environment and to multi-task with minimal supervision.

Preferred Qualifications

• Experience with SQL.
• Experience using Jira and JQL queries

Company Benefits & Perks: 

• Competitive salary package.
• Performance-based annual bonus (cash and stocks).
• Hybrid working model (3 days office/week).
• Group Medical & Life Insurance.
• Modern offices with free amenities & fully stocked cafeterias.
• Monthly food card & company-paid snacks.
• Hardship/shift allowance with company-provided pickup & drop facility*
• Attractive employee referral bonus.
• Frequent company-sponsored team-building events and outings.

* Depending upon the shifts.

**The benefits package is subject to change at the management's discretion.