Manager, Risk, Controls and Compliance

1 Month ago • 7 Years + • Risk Management

Job Summary

Job Description

This Manager, Risk, Controls and Compliance role involves driving a culture of Risk & Controls within Operations. Responsibilities include supporting strategic objectives, communicating policy changes, promoting risk culture, performing control assessments, designing and delivering workshops, enhancing the control environment, and supporting audit efforts. The role requires managing and reviewing team members and driving projects to completion. The role requires the ability to understand complex issues, facilitate resolution, and work independently. The company is a global financial markets infrastructure and data provider, focused on driving financial stability and sustainable growth.
Must have:
  • Degree or equivalent and relevant professional qualification.
  • Knowledge of internal control design assessments.
  • Ability to adapt to change and multi-task.
  • Experience of managing and reviewing Associate team members.
  • Strong oral and written communication skills.
Good to have:
  • Experience working in financial organization in Risk related roles
  • Familiarity with GRC tools (ORMC, MetricStream, SAP GRC)
  • Experience in/working knowledge of IT Automated Controls
  • Experience of CCM

Job Details

Responsibilities:  

Driving the culture of Risk & Controls within Operations.  Given the size of Operations this role will need to co-ordinate with a set of risk managers/champions in each of the individual functions in order to complete these activities

General, strategic, and culture

Supporting 1LOD on risk matters impacting the strategic objectives of the business, providing challenge from a semi-independent viewpoint within 1LOD

Communicating policy changes and supporting Policy Owners and Responsible Executives in completing annual corporate certification

Promoting Risk Culture in 1LOD, including provision of risk education/training in conjunction with 2LOD

Control Assurance

Perform Design Effectiveness Assessment (DEA) of end-to-end processes Ensure that changes identified in the walkthroughs are documented, implemented and monitor progress

Produce and/or review control artefacts (e.g. risk and control matrices, process narratives)

Design and deliver workshops/trainings which are focused in enhancing risk and controls understanding across 1LoD

Find opportunities to enhance the control environment either through automation or stopping non-value add activities

Partner with 1LoD in developing remediation plan for any design gaps/ control deficiencies and support in assessing impact of any control deficiency

Ensure control issues are logged into central GRC tool (e.g. MetricStream, SAP GRC)

Support in the annual scoping and risk assessment exercise

Support external audit around control assurance efforts

Collaborate with 2LoD and 3LoD on key initiatives and/or any ongoing assurance efforts

Contribute in designing controls, Supporting and providing guidance on controls, and providing control framework feedback.

Qualifications:

  •  Degree or equivalent and / or relevant professional qualification.
  • Knowledge of internal control design assessments including documenting processes and identifying potential risk or control gaps.
  • Ability to adapt to change and multi-task in a dynamic environment.
  • Ability to understand complex issues outside their experience and expertise and facilitate resolution across multiple functions/managing across boundaries is essential
  • Experience of managing and reviewing Associate team members
  • Demonstrate ability to take initiative and drive projects to completion.
  • Capable of working independently with little guidance.
  • University (equivalent) degree and CA/ACCA (equivalent).
  • Strong oral and written communication skills with the ability to interact with peers and management globally.
  • Strong command of Office applications.

Preferred:

  • Experience working in financial organization in Risk related roles
  • Familiarity with GRC tools (ORMC, MetricStream, SAP GRC)
  • Experience in/working knowledge of IT Automated Controls
  • Experience of CCM

Experience level:

  • 7+ years audit, risk and controls assessment experience preferably with US listed companies (i.e. SOX audits)

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.

Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.

Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce. You will be part of a collaborative and creative culture where we encourage new ideas and are committed to sustainability across our global business. You will experience the critical role we have in helping to re-engineer the financial ecosystem to support and drive sustainable economic growth. Together, we are aiming to achieve this growth by accelerating the just transition to net zero, enabling growth of the green economy and creating inclusive economic opportunity.

LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.

We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.

Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it’s used for, and how it’s obtained, your rights and how to contact us as a data subject.

If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.

Similar Jobs

PrizePicks - Head of Product Design

PrizePicks

Atlanta, Georgia, United States (On-Site)
2 Months ago
Synechron - Senior AIML Engineer

Synechron

Pune, Maharashtra, India (On-Site)
1 Month ago
world resource institute - Prospect Research Analyst

world resource institute

Washington, District Of Columbia, United States (Hybrid)
1 Month ago
Inveniolsi - SAP UI5 Senior Consultant

Inveniolsi

India (On-Site)
2 Months ago
panteon games - Player Community Associate

panteon games

Ankara, Ankara, Türkiye (On-Site)
1 Month ago
PwC - Associate Enterprise Risk Management - Milano (OTS)

PwC

Milan, Lombardy, Italy (On-Site)
9 Months ago
VGW - Fraud Risk Manager

VGW

Sydney, New South Wales, Australia (Hybrid)
1 Month ago
PwC - (Senior) Manager Risk Consulting – ESG & Sustainability

PwC

Amsterdam, North Holland, Netherlands (On-Site)
9 Months ago
PayPal - Senior Manager, EU & UK SMB Risk

PayPal

Dublin, County Dublin, Ireland (Hybrid)
4 Weeks ago
Ion - Junior Consultant - Risk Advisory, Italy

Ion

Pisa, Tuscany, Italy (On-Site)
8 Months ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

Univision - Senior Product Manager, Gamification

Univision

Los Angeles, California, United States (On-Site)
3 Weeks ago
PwC - Senior IT Auditor with German

PwC

Bucharest, Bucharest, Romania (On-Site)
8 Months ago
Dream Games - Product Specialist

Dream Games

İstanbul, Türkiye (On-Site)
1 Year ago
Thumbtack - Lifecycle Marketing Manager

Thumbtack

Manila, Metro Manila, Philippines (Remote)
1 Month ago
Canva - Senior Manager, Revenue Operations

Canva

Los Angeles, California, United States (Remote)
4 Months ago
Ruby Game Studio - Game Designer (on-site)

Ruby Game Studio

İzmir, İzmir, Türkiye (On-Site)
8 Months ago
Motorola solutions - Engineering Manager, Firmware

Motorola solutions

Culver City, California, United States (On-Site)
2 Months ago
Riot Games - Staff Software Engineer, Gameplay & Simulation

Riot Games

Los Angeles, California, United States (On-Site)
5 Months ago
Capgemini - Business Advisor

Capgemini

Mumbai, Maharashtra, India (On-Site)
2 Weeks ago
Haleon - Assistant Brand Manager Voltaren - Internship

Haleon

Milan, Lombardy, Italy (On-Site)
11 Months ago

Get notifed when new similar jobs are uploaded

Jobs in Taguig, Metro Manila, Philippines

AECOM - Senior Project Accountant Specialist

AECOM

Taguig, Metro Manila, Philippines (Hybrid)
2 Weeks ago
London stock Exchange - Account Manager - LSEG Customer Connect

London stock Exchange

Taguig, Metro Manila, Philippines (On-Site)
4 Weeks ago
PwC - Broader Assurance Services Trainee

PwC

Makati City, Metro Manila, Philippines (On-Site)
9 Months ago
PwC - SAP MM Manager

PwC

Makati City, Metro Manila, Philippines (On-Site)
9 Months ago
NCR Voyix - SAS L1 Support

NCR Voyix

Cebu City, Central Visayas, Philippines (On-Site)
2 Days ago
Workato - Customer Success Manager

Workato

Muntinlupa, Metro Manila, Philippines (On-Site)
1 Month ago
Keywords Studios - Player Engagement - Senior Operations Manager (Manila and Bacolod)

Keywords Studios

Pasig, Metro Manila, Philippines (Hybrid)
2 Months ago
PwC - External Audit Trainee

PwC

Makati City, Metro Manila, Philippines (On-Site)
9 Months ago
PwC - IT Assurance Services - Associate

PwC

Makati City, Metro Manila, Philippines (On-Site)
9 Months ago
Remote - Manager, Payroll Client Services - APAC

Remote

Philippines (Remote)
3 Weeks ago

Get notifed when new similar jobs are uploaded

Risk Management Jobs

Saviynt - Sr. Director (Application Access Governance) -  Governance Risk & Compliance

Saviynt

El Segundo, California, United States (Hybrid)
8 Months ago
PwC - Manager Risk Consulting Non-IT

PwC

Douala, Littoral Region, Cameroon (On-Site)
9 Months ago
Mercury - Senior Compliance Risk Manager

Mercury

San Francisco, California, United States (On-Site)
2 Months ago
PayPal - Senior Manager, EU & UK SMB Risk

PayPal

Dublin, County Dublin, Ireland (Hybrid)
4 Weeks ago
PwC - Senior Manager, Risk Transformation, ITRA, Advisory

PwC

Kolkata, West Bengal, India (On-Site)
3 Weeks ago
ElevenLabs - Risk & Compliance

ElevenLabs

(Remote)
3 Months ago
PwC - Senior Associate - Risk Assurance Services (Business Solution)

PwC

Ho Chi Minh City, Ho Chi Minh City, Vietnam (On-Site)
8 Months ago
kaizen gaming  - Risk Control Analyst

kaizen gaming

São Paulo, Brazil (Hybrid)
2 Weeks ago
AECOM - Risk Analyst

AECOM

Mississauga, Ontario, Canada (On-Site)
1 Week ago
VGW - Fraud Risk Manager

VGW

Perth, Western Australia, Australia (Hybrid)
1 Month ago

Get notifed when new similar jobs are uploaded

About The Company

LSEG (London Stock Exchange Group) isa leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our culture of connecting, creating opportunity and delivering excellence shapes how we think, how we do things and how we help our people fulfil their potential.

Bangkok, Thailand (On-Site)

Bengaluru, Karnataka, India (On-Site)

Bengaluru, Karnataka, India (On-Site)

Bengaluru, Karnataka, India (On-Site)

Bengaluru, Karnataka, India (On-Site)

Bangkok, Thailand (On-Site)

Gdynia, Pomeranian Voivodeship, Poland (On-Site)

London, England, United Kingdom (On-Site)

London, England, United Kingdom (On-Site)

Bengaluru, Karnataka, India (On-Site)

View All Jobs

Get notified when new jobs are added by London stock Exchange

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug