IN-Associate-Insider Trading-Risk -IFS-Gurgaon

Line of Service

Internal Firm Services

Industry/Sector

Not Applicable

Specialism

Operations

Management Level

Associate

Job Description & Summary

A career in Risk Management, within Internal Firm Services, will provide you with the opportunity to advance and foster integrity based decision making and conduct by PwC professionals throughout our organisation. You’ll focus on promoting and monitoring compliance with applicable external laws and regulations as well as internal policies and procedures to help manage PwC’s regulatory, litigation, and reputational risk.

Our Risk and Quality team identifies and assists internal teams to mitigate and control client engagement risks. As part of the team, you’ll provide advice to business teams within PwC on sound contract provisions, standards and approaches in accordance with PwC policies, principles and standards.

*Why PWC

At PwC, you will be part of a vibrant community of solvers that leads with trust and creates distinctive outcomes for our clients and communities. This purpose-led and values-driven work, powered by technology in an environment that drives innovation, will enable you to make a tangible impact in the real world. We reward your contributions, support your wellbeing, and offer inclusive benefits, flexibility programmes and mentorship that will help you thrive in work and life. Together, we grow, learn, care, collaborate, and create a future of infinite experiences for each other. Learn more about us.

At PwC, we believe in providing equal employment opportunities, without any discrimination on the grounds of gender, ethnic background, age, disability, marital status, sexual orientation, pregnancy, gender identity or expression, religion or other beliefs, perceived differences and status protected by law. We strive to create an environment where each one of our people can bring their true selves and contribute to their personal growth and the firm’s growth. To enable this, we have zero tolerance for any discrimination and harassment based on the above considerations. "

Job Description & Summary: 

A career in Risk Management, within Internal Firm Services, will provide you with the opportunity to advance and foster integrity-based decision making and conduct by PwC professionals throughout our organization. You’ll focus on promoting and monitoring compliance with applicable external laws and regulations as well as internal policies and procedures to help manage PwC’s regulatory, litigation, and reputational risk.
 

Responsibilities:
    Job Description
· Monitoring of compliance on Insider trading policy and procedures
· Collating and evaluation of data for monitoring and analysis of the information
· Handling queries of stakeholders pertaining to insider trading.
· Work under supervision of senior team members and meet reporting timelines applicable from Quality perspective.
· Preparing and delivering periodic work papers and documenting in Aura
· Identify areas of automation and contribute towards efficiency increasing initiatives.
· Understand and comply with the requirement of network standard and ISQM.
· Support in the internal audit, quality management review or any other internal/external review.
· Understand the system and application available for compliance
· Work with other functions to enhance/ upgrading the system.
Desired Skills
· Preferred understanding and basic compliance requirement of insider trading
· Proficient in Excel, Word, PPT and Google applications
· Committed to timely quality deliverable and project time management
· Ability to prioritize deliverables
· Good Verbal and written Communication skills

Mandatory skill sets:
    Insider trading regulations 

Preferred skill sets:
    PIT Regulations

Years of experience required:
    2-3 years 

Education qualification:
    Graduation (any stream), CA Inter/Company Secretary

Education (if blank, degree and/or field of study not specified)

Degrees/Field of Study required: Bachelor Degree

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Insider Trading

Optional Skills

Threat Management

Desired Languages (If blank, desired languages not specified)

Travel Requirements

Not Specified

Available for Work Visa Sponsorship?

No

Government Clearance Required?

No

Job Posting End Date