Compliance Analyst

2 Months ago • 2 Years +

Job Summary

Job Description

As a Compliance Analyst at Interactive Brokers, you will conduct thorough investigations of client accounts to identify potential money laundering and financial crimes. You will analyze data sets, client profiles, and transaction patterns. Responsibilities include preparing case files, writing reports, collaborating with stakeholders, and staying updated with AML regulations. The role requires strong analytical and communication skills, with the ability to work independently and manage multiple priorities. The position is a hybrid role, requiring 3 days in the office and 2 days remote work.
Must have:
  • 2+ years of AML investigations experience.
  • Strong analytical and quantitative skills.
  • Excellent oral and written communication skills.
  • Detail-oriented with strong organizational skills.
  • Ability to work independently and effectively within a team.
Good to have:
  • ACAMS, CFE, CFCS, Series 7, or other relevant certifications.
  • High level of technical proficiency.
Perks:
  • Competitive salary, bonus, and stock grant.
  • Retirement plan with company match.
  • Excellent health and wellness benefits.
  • Paid time off and parental leave.
  • Daily lunch allowance and stocked kitchen.
  • Corporate events and sports teams.
  • Education reimbursement.

Job Details

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

This is a hybrid role (3 days in the office / 2 days remote).

Responsibilities: 

  • Conduct thorough investigations and reviews of client accounts and transactions to identify activity potentially linked to money laundering, terrorist financing, or other financial crimes.
  • Analyze complex data sets, client profiles, and transaction patterns to identify inconsistencies, anomalies, and red flags.
  • Prepare clear, well-organized case files and written reports to support findings and decision-making.
  • Collaborate with internal stakeholders to gather information, escalate concerns, and ensure a coordinated response to risk.
  • Monitor and document activity following internal procedures, regulatory expectations, and best practices.
  • Stay current with applicable AML/CFT regulations, emerging financial crime trends, and internal policies.

Skills:

  • Strong analytical and quantitative skills, with the ability to assess large volumes of information and draw meaningful conclusions
  • High degree of comfort and fluency with computers and technology, including the ability to navigate complex systems and data tools
  • Excellent oral and written communication skills, with the ability to convey complex information clearly and concisely
  • Detail-oriented with strong organizational and project management abilities.
  • Ability to work independently and effectively within a small team environment
  • Capable of managing multiple priorities simultaneously with minimal supervision.

Qualifications:

  • 2+ years of work experience in AML investigations or related financial crime roles
  • High level of technical proficiency and understanding of how technology supports business and regulatory requirements
  • Strong written and verbal communication skills, including experience drafting investigative narratives or similar reports
  • Demonstrated ability to stay organized and meet deadlines in a fast-paced, detail-driven environment.
  • Proven ability to work autonomously and collaboratively, managing multiple tasks with a high degree of accuracy
  • ACAMS, CFE, CFCS, Series 7, or other relevant certifications or FINRA licenses are a plus.

 To be successful in this position, you will have the following:

  • Self-motivated and able to handle tasks with minimal supervision.
  • Superb analytical and problem-solving skills.
  • Excellent collaboration and communication (Verbal and written) skills
  • Outstanding organizational and time management skills

Company Benefits & Perks

  • Competitive salary, annual performance-based bonus and stock grant
  • Retirement plan 401(k) with a competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision benefits, and a company-paid medical healthcare premium
  • Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
  • Paid time off and a generous parental leave policy
  • Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
  • Corporate events, including team outings, dinners, volunteer activities and company sports teams
  • Education reimbursement and learning opportunities
  • Modern offices with multi-monitor setups

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About The Company

Interactive Brokers Group, Inc. (NASDAQ: "IBKR") is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisers, and introducing brokers. For over 40 years, Interactive Brokers has been the pioneer of the electronic trading revolution. We rapidly scaled from a small U.S. options market-maker into a sizable global trading firm by leveraging the power of technology and automation. We are committed to delivering value through technological innovation and providing our clients with unprecedented access to global markets at the lowest cost.

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