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Head of Compliance, US

California, United States (On-site)

Head of Compliance, US

1 Month ago • 8 Years + • Legal

About the job

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Job Description

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Who We Are

At OKX, we believe that the future will be reshaped by Crypto, ultimately contributing to every individual's freedom. OKX began as a crypto exchange giving millions of people access to crypto trading and over time becoming among the largest platforms in the world. In recent years, we have developed one of the most connected Web3 wallets used by millions to access decentralized crypto applications (dApps). OKX is a trusted brand by hundreds of large institutions seeking access to crypto markets on a reliable platform that seamlessly connects with global banking and payments. In the last year, OKX has expanded into new markets including Australia, Brazil, Netherlands, Singapore and Turkey, with plans to launch in the US, Belgium and the UAE.

About the Team

The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and Compliance risk. We operate a global/local Compliance model, whereby subject matter experts within Central Compliance support local Compliance Officers to ensure their programs are robust, consistent, and meet both local regulatory requirements and internal global standards.

Our US Compliance team, in particular, is responsible for ensuring our OKX USA entity meets local regulatory requirements, including program oversight, new product review, regulatory reporting, board reporting, and examination support.

What You’ll Be Doing

This role will lead the US Compliance team and act as the Bank Secrecy Act Officer, and will be responsible for ensuring that OKX USA is compliant with state money transmitter requirements and federal anti-money laundering regulations, as well being as the point of contact for regulators and examiners:
Act as Bank Secrecy Act Officer for the US entity
Lead strategic direction, training and advisory support with regards to Compliance in the USA
Develop and maintain robust compliance policies, procedures, controls, and frameworks
Plan for, monitor, and assess compliance with laws, regulations and policies and similar types of regulation regionally.
Be responsible for OKX USA’s existing money transmitter/virtual asset licenses and assist with new license applications
Manage and submit all required state money transmitter reporting
Lead examinations, audits, and assessments
Prepare Compliance reports, including reports to management and the board, and other materials as required by direct and matrix stakeholders
Engage cross-functionally (with groups such as Data, Engineering, Finance, Legal, Product, and Risk) to implement an effective compliance management program in line with the global standards and industry best practices.
Assist with special projects as needed, with the ability to work in a fast-paced, ever-changing environment.

What We Look For In You

8+ years of experience in compliance within financial services, FinTech or cryptocurrency industries. Either regulatory/licensing advisory or financial crime or both.
Knowledge of and enthusiasm for the crypto industry.
Experience and knowledge of relevant US money transmitter laws and requirements (AML/CFT, sanctions, consumer protection, privacy, state & federal reporting) and managing regulatory engagements.
Strong leadership, people management, and cross-functional skills
Bachelor's degree or equivalent practical experience
Proven ability to work within and meet deadlines in a fast-paced environment.
Self-motivated, critical thinker and adept at working independently and in a dispersed team environment covering multiple and varied tasks
Intuitive, highly ethical and comfortable to question and challenge
Strong communication and presentation skills, both verbal and written, in English

Nice to Haves

Prior experience as a BSA officer
Prior experience working in a US multinational or matrix environment
Prior experience working in the crypto industry
CAMS, ICA, or equivalent certification

Perks & Benefits

Competitive total compensation package
L&D programs and Education subsidy for employees' growth and development
Various team building programs and company events
Wellness and meal allowances
Comprehensive healthcare schemes for employees and dependents
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OKX Statement:

OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.

The salary range for this position is $175,000 - $262,000
The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.

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