Regulatory Operations Analyst

3 Hours ago • All levels • Legal

Job Summary

Job Description

Interactive Brokers Ireland Limited is seeking an experienced Regulatory Operations Analyst to join its Regulatory Operations team. The role involves handling daily MiFIR, EMIR, and SFTR reporting obligations, ensuring completeness, accuracy, and timeliness. Responsibilities include performing first-line defense activities, surveillance controls, post-trade reconciliation, identifying and escalating issues, and staying updated with regulatory frameworks. The analyst will also assist in regulatory reviews, inquiries, audits, and exams. The ideal candidate will possess strong analytical skills, a can-do attitude, excellent communication, and prior experience with Unix/Linux environments. A solid academic background is also required.
Must have:
  • Handle MiFIR, EMIR, SFTR reporting
  • Perform surveillance controls
  • Post-trade reconciliation
  • Identify and escalate issues
  • Stay updated with regulations
  • Assist in regulatory reviews
  • Strong analytical skills
  • Can-do attitude
  • Excellent communication skills
  • Unix / Linux experience
  • Solid academic background
Good to have:
  • Knowledge of EU market conduct rules
  • Knowledge of market regulations

Job Details

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Regulatory Operations Analyst

Office Location - North Dock One, 91/92 North Wall Quay, Dublin, D01 H7V7

Interactive Brokers Ireland Limited (IBIE) is part of the globally recognised entity - Interactive Brokers Group (IBKR), a dynamically growing, leading global brokerage firm with offices worldwide.

It is a leading trading solution for traders, investors, and advisors and provides direct global access to forex, funds, stocks, bonds, and currencies from a single IBKR Integrated Investment account. Our mission is to create technology to provide liquidity on better terms. Compete on price, speed, size, diversity of global products and advanced trading tools. Interactive Brokers LLC is a member of NYSE, FINRA, and SIPC. For more information, visit: ibkr.com. With a staff of 2,900 worldwide, Interactive Brokers serves over one million client accounts in more than 220 countries and territories. 

Interactive Brokers Ireland Limited (“IBIE”) seeks an experienced Regulatory Operations Analyst to join our Regulatory Operations team reporting into the Regulatory Operations Manager based in Greenwich

Responsibilities:

  • Handling of the daily MiFIR, EMIR, SFTR reporting obligations while ensuring the completeness, accuracy and timeliness of our transaction reporting
  • Performing the first line of defense as it relates to day-to-day activities, surveillance controls, and post-trade reconciliation
  • Identifying and escalating issues to the appropriate teams for resolution while liaising with Compliance, Programming and Management
  • Staying up to date with everchanging regulatory framework
  • Assisting in regulatory reviews including inquiries, audits and exams

Desirable Skills and Experience:

  • Strong analytical skills
  • Strong can-do attitude
  • Excellent oral and written communication skills
  • Prior experience with Unix / Linux environment
  • Solid academic background
  • Knowledge of EU market conduct rules and market regulations is a plus but not a requirement

If you are motivated, have strong initiative, are analytical and methodical; we can offer you a position that will both challenge and reward you while becoming part of a team that is building one of the world’s strongest brokerage brands.

#LI-RB1

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About The Company

Interactive Brokers Group, Inc. (NASDAQ: "IBKR") is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisers, and introducing brokers. For over 40 years, Interactive Brokers has been the pioneer of the electronic trading revolution. We rapidly scaled from a small U.S. options market-maker into a sizable global trading firm by leveraging the power of technology and automation. We are committed to delivering value through technological innovation and providing our clients with unprecedented access to global markets at the lowest cost.

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