Senior Internal Auditor

6 Months ago • 3-5 Years • Finance

Job Summary

Job Description

Interactive Brokers seeks an experienced auditor with 3-5 years of financial services experience to conduct independent assessments of their broker dealer entities. Candidates must have strong analytical skills and experience with AML/Financial Crimes regulations.
Must have:
  • Financial Services
  • Auditing Experience
  • AML/Financial Crimes
  • Control Deficiencies
Good to have:
  • CPA Certification
  • Risk-Based Approach
  • Independent Third Parties
  • Data Analytical Tasks
Perks:
  • Competitive Salary
  • Annual Bonus

Job Details

Job Description

Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry.

 Responsibilities

  • Conduct audits of firm’s programs including customer onboarding, customer due diligence, surveillance, sanction, training, etc.
  • Plan and execute audit test steps
  • Prepare audit report that document identified control deficiencies
  • Communicate audit findings to the management and obtain remedial action plans
  • Track remedial action plans to completion
  • Keep abreast with various securities, commodities, banking regulations regarding AML/Financial Crimes
  • Assist in ad-hoc projects or other audits of group entities

 Requirements

  • 3-5 years of experience (either at a consulting firm or through an internal audit program at a financial institution)
  • Ability to identify gaps in controls at the macro level
  • CPA certification is a plus
  • Experience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teams
  • Excellent communication skills, including the ability to communicate opinions and identified issues in a clear and concise manner
  • Capable of performing data analytical tasks

Company Benefits & Perks

  • Competitive salary, annual performance-based bonus and stock grant
  • Retirement plan 401(k) with a competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.
  • Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
  • Paid time off and a generous parental leave policy
  • Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
  • Corporate events, including team outings, dinners, volunteer activities and company sports teams
  • Education reimbursement and learning opportunities
  • Modern offices with multi-monitor setups

 

#LI-AI1

Similar Jobs

Aristocrat Gaming - Senior Technical Artist

Aristocrat Gaming

Noida, Uttar Pradesh, India (Hybrid)
2 Days ago
N-iX - Junior Automation QA Engineer (Python)

N-iX

Colombia (Remote)
1 Month ago
Netflix - Software Engineer 5 - Observability UI

Netflix

United States (Remote)
1 Week ago
Sporty Group - BR Customer Success Associate - English and Portuguese

Sporty Group

São Paulo, State Of São Paulo, Brazil (Remote)
7 Months ago
SciPlay - Senior User Acquisition Manager

SciPlay

Tel Aviv-Yafo, Tel Aviv District, Israel (On-Site)
3 Months ago
Bally's Interactive - Accountant - Indirect Costs

Bally's Interactive

Manchester, England, United Kingdom (On-Site)
1 Month ago
Social Discovery Ventures - VP of Finance

Social Discovery Ventures

Israel (Remote)
7 Months ago
Canva - Senior Finance Systems Engineer - Anaplan

Canva

Brisbane, Queensland, Australia (Remote)
4 Weeks ago
PwC - Assurance - External Audit Senior Associate (Banking/ Insurance) - Riyadh, KSA

PwC

Riyadh, Riyadh Province, Saudi Arabia (On-Site)
5 Months ago
Netflix - Senior Manager, Content Programming Strategy & Operations, Benelux & CEE

Netflix

Amsterdam, North Holland, Netherlands (On-Site)
1 Day ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

ByteDance - GTM Strategy & Operations - SealSuite

ByteDance

Singapore (On-Site)
2 Months ago
Reality Games - Mid-Level Automation QA Tester

Reality Games

Kraków, Lesser Poland Voivodeship, Poland (On-Site)
1 Month ago
ION - Front End Developer - Italy

ION

Collecchio, Emilia-Romagna, Italy (On-Site)
6 Months ago
ByteDance - AR Optics Architect - Pico- San Jose

ByteDance

San Jose, California, United States (On-Site)
4 Months ago
G5 Games - Lead Game Creative 2D Artist (Match-3 project)

G5 Games

Limassol, Limassol, Cyprus (Remote)
1 Month ago
The Walt Disney Company - Manager, Software Engineering(Scala)

The Walt Disney Company

New York, New York, United States (On-Site)
5 Months ago
Sports Interactive - Senior Software Engineer (Graphics)

Sports Interactive

England, United Kingdom (Hybrid)
1 Month ago
Aristocrat Gaming - NOC Engineer

Aristocrat Gaming

Tel Aviv-Yafo, Tel Aviv District, Israel (On-Site)
4 Weeks ago
Google - Security Engineer III, Red Team, Cloud CISO

Google

New York, New York, United States (On-Site)
1 Week ago
Google - Administrative Business Partner, Trust and Safety, YouTube

Google

Dublin, County Dublin, Ireland (On-Site)
1 Week ago

Get notifed when new similar jobs are uploaded

Jobs in Greenwich, Connecticut, United States

Probably Monsters - Design Director

Probably Monsters

Bellevue, Washington, United States (On-Site)
5 Months ago
Super - Staff Software Engineer - Fullstack (Remote!)

Super

Los Angeles, California, United States (Remote)
6 Months ago
Google - Senior Product Manager, DevOps, Google Cloud

Google

New York, New York, United States (On-Site)
1 Week ago
Google - CPU Design Verification Engineer

Google

Portland, Oregon, United States (On-Site)
1 Week ago
Forescout Technologies  Inc  - Business Development Representative

Forescout Technologies Inc

United States (Remote)
3 Weeks ago
Google - Software Engineer III, Security/Privacy, Google Cloud Compute Infrastructure

Google

Sunnyvale, California, United States (On-Site)
4 Days ago
ByteDance - Software Development Engineer in Test

ByteDance

San Jose, California, United States (On-Site)
1 Week ago
Epic Games - Litigation Paralegal

Epic Games

Cary, North Carolina, United States (On-Site)
3 Months ago
Google - Senior Interaction Designer, Google Cloud, Apigee

Google

Kirkland, Washington, United States (On-Site)
6 Days ago
Sleeper - Senior Frontend Engineer (Mobile)

Sleeper

Los Angeles, California, United States (On-Site)
1 Month ago

Get notifed when new similar jobs are uploaded

Finance Jobs

PwC - Senior consultant SAP Finance | CDI | H/F

PwC

Neuilly-sur-Seine, Île-de-France, France (On-Site)
6 Months ago
Collective Ace Group - Investment Associate

Collective Ace Group

Berlin, Berlin, Germany (Remote)
4 Weeks ago
Trek - Accounts Payable Executive

Trek

Haryana, India (Hybrid)
2 Months ago
PwC - Associate-CA fresher-TC

PwC

Kolkata, West Bengal, India (On-Site)
6 Months ago
Hitachi - Technical Lead - F&O

Hitachi

Manila, Metro Manila, Philippines (On-Site)
6 Months ago
Netflix - Business Partner, Finance Procurement Operations

Netflix

Los Angeles, California, United States (Hybrid)
5 Days ago
PwC - Senior Associate - Capital Project & Infrastructure

PwC

Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia (On-Site)
6 Months ago
Google - Revenue Accounting Lead, Google Cloud

Google

Austin, Texas, United States (On-Site)
1 Week ago
Canva - Senior Manager, Financial Reporting & Technical Accounting

Canva

Los Angeles, California, United States (Remote)
1 Month ago
Xsolla - Head of Audit

Xsolla

(Hybrid)
4 Weeks ago

Get notifed when new similar jobs are uploaded

About The Company

Greenwich, Connecticut, United States (On-Site)

Mumbai, Maharashtra, India (On-Site)

Hong Kong Island, Hong Kong (On-Site)

Chicago, Illinois, United States (On-Site)

Chicago, Illinois, United States (Hybrid)

Greenwich, Connecticut, United States (Hybrid)

View All Jobs

Get notified when new jobs are added by Interactive Brokers

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug