Chief Internal Auditor - Asia Region

1 Month ago • 8 Years + • Auditing

Job Summary

Job Description

Interactive Brokers is seeking an experienced Chief Internal Auditor for their Hong Kong office. The role involves performing Compliance, Financial, and Operational audits for APAC entities to ensure adherence to regulatory requirements and internal policies. Responsibilities include planning, fieldwork, presenting findings, identifying key business issues, and discussing audit observations with operating personnel. The auditor will gain a deep understanding of reviewed processes and conduct audits according to professional standards and company policies.
Must have:
  • Degree in Accounting, Finance, Computer Science or similar
  • Certified Public Accountant (CPA) or similar
  • At least 8 years of audit experience in regulated financial institutions
  • Team handling experience
  • High proficiency with MS Office (Excel, Access)
  • Strong analytical and problem-solving skills
  • Ability to articulate complex concepts concisely
  • Ability to work independently
Good to have:
  • Certified Information Systems Auditor (CISA)
  • Certified Internal Auditor (CIA)
Perks:
  • Competitive Salary, annual performance-based bonus and stock grant
  • Excellent health and welfare benefits (medical, dental, specialist, in-patient)
  • Competitive package of Annual Leave
  • Daily lunch ordered in house with fully stocked kitchen
  • Modern offices with multi-monitor setups
  • Great work life balance
  • Exposure to global financial products, markets and clientele
  • Opportunities for career progression and job scope expansion
  • Hybrid work arrangement role permitting

Job Details

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

We are seeking an experienced Chief Internal Auditor for our Hong Kong office. As Chief Internal Auditor you will perform Compliance, Financial, and Operational audits for the purpose of determining the accuracy of financial records, effectiveness of prudent business practices, and compliance with policies, procedures, and regulations.

Key Responsibilities:

  • Managing internal audits of our APAC entities to ensure compliance with regulatory requirements and internal policies.
  • Delivering crucial contribution during planning, field work and presentation of findings from the audit work.
  • Identifying and assessing key issues impacting Business.
  • Participating in preliminary discussions with operating personnel during and at the conclusion of an audit discussing the conditions, criteria, effect, cause and recommendations relating to potential deficiencies noted during an audit
  • Gaining deep understanding of the processes under review
  • Conducting audits in accordance with professional industry standards and established company policies

 Qualifications & Experience:

  • Degree in Accounting, Finance, Computer Science or similar field.
  • Certified Public Accountant (CPA) or similar certification.
  • Certified Information Systems Auditor (CISA) or Certified Internal Auditor (CIA) will be a plus.
  • At least 8 years of audit experience within regulated financial institutions such as a bank or brokerage firm.
  • Team handling experience.
  • High proficiency with MS Office suite of products, especially MS Excel and Access.
  • Strong analytical and problem-solving skills
  • Ability to articulate complex concepts in a concise manner in both written and verbal presentations across all levels of management
  • Ability to work independently
  • Motivation for continuous development

If you are motivated, have strong initiative, are analytical and methodical; we can offer you a position that will both challenge and reward you while becoming part of a team that is building one of the world’s strongest brokerage brands.

Company Benefits & Perks

  • Competitive Salary, annual performance-based bonus and stock grant
  • Excellent health and welfare benefits including medical, dental, specialist and in-patient  
  • Competitive package of Annual Leave
  • Daily lunch ordered in house with fully stocked kitchen
  • Modern offices with multi-monitor setups
  • Great work life balance
  • Unique opportunity to gain exposure to global financial products, markets and clientele
  • Opportunities for career progression and job scope expansion in a global company with growing local presence
  • Hybrid work arrangement role permitting

 

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About The Company

Interactive Brokers Group, Inc. (NASDAQ: "IBKR") is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisers, and introducing brokers. For over 40 years, Interactive Brokers has been the pioneer of the electronic trading revolution. We rapidly scaled from a small U.S. options market-maker into a sizable global trading firm by leveraging the power of technology and automation. We are committed to delivering value through technological innovation and providing our clients with unprecedented access to global markets at the lowest cost.

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