Senior Compliance Manager (Risk Assessment)
Job Summary
Job Description
OKX is seeking a Senior Compliance Manager to lead the optimization and execution of global and entity-level compliance risk assessments across various domains including FC, Sanctions, AML, ABC, and Marketing. The role involves leading the annual Global FC Risk Assessment, performing domain-specific risk assessments, partnering with stakeholders to gather data, conducting risk assessments for existing products, and evaluating regulatory exposure. Responsibilities also include developing and maintaining a formal risk assessment notification process, Standard Operating Procedures (SOPs), managing the Global Country Risk Rating, defining and monitoring risk assessment KPIs and KRIs, conducting risk control self-assessments, and refining the risk assessment methodology. The role requires leveraging quantitative data, providing advisory support to local entities, and ensuring timely and accurate data procurement.
Must have:
- Experience conducting BSA/AML and OFAC Risk Assessments
- Experience in financial services or consulting
- Experience developing risk assessment tooling/automation
- Familiarity with ERM-aligned risk taxonomies
- Understanding of jurisdictional regulatory requirements
- Ability to lead cross-functional working groups
- Excellent communication and attention to detail
- Bachelor's degree in STEM, business, law, or related field
Perks:
- Competitive total compensation package
- Learning and Development programs and Education subsidy
- Various team building programs and company events
- Wellness and meal allowances
- Comprehensive healthcare schemes for employees and dependents
5 skills required
Job Details
Who We Are
At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er.
About the Opportunity
As we strive to continue strengthening our compliance capabilities, w are seeking a strong Compliance Manager to lead optimisation and execution of global and entity-level compliance risk assessments across various domains such as FC, Sanctions, AML, ABC, Marketing.
What You’ll Be Doing
- Lead the execution of the annual Global FC Risk Assessment ensuring timely delivery and comprehensive documentation.
- Perform domain-specific risk assessments across areas such as Anti-Bibery and Corruption, Marketing, Sanctions, and privacy.
- Partner with key stakeholders, including relevant business line leads, control owners, data advisory, and other areas to procure relevant data in a timely and accurate manner to support the risk assessment.
- Conduct Risk Assessments for existing products, evaluate regulatory exposure and work closely with Assurance and Audit Teams to test effectiveness of controls effectiveness.
- Develop and maintain a formal risk assessment notification process for transparency and cross-functional alignment.
- Develop and maintain Standard Operating Procedures (SOPS) for all aspects of the risk assessment lifecycles.
- Manage the execution and periodic update of the Global Country Risk Rating and methodology.
- Define and monitor risk assessment KPI's and KRI's across the organization.
- Conduct risk control self assessments to evaluate aggregated risk exposure and recommend control enhancements as needed.
- Refine the risk assessment methodology, introducing enhancements to improve precision, consistency and scalability to be reviewed periodically by appropriate stakeholders.
- Leverage and analyze quantitative data to identify risk trends and inform assessment outcomes.
- Provide Risk Assessment Advisory support to local entities, including guidance for periodic risk assessments due diligence requests, license applications and registration processes.
What We Look For
- Experience conducting BSA/AML and OFAC Risk Assessments
- Experience in the financial services industry, preferably in consulting
- Experience developing or integrating risk assessment tooling or automation within GRC system
- Familiarity with ERM-aligned risk taxonomies and mapping to enterprise risk frameworks
- Understanding of jurisdictional regulatory requirements ( e.g. FATF, FinCEN, MiCA, MAS)
- Ability to lead cross-functional working groups to complete risk assessment requests.
- Excellent communication skills and attention to details
- Bachelor's degree in STEM, business, law or related field.
Perks & Benefits
- Competitive total compensation package
- L&D programs and Education subsidy for employees' growth and development
- Various team building programs and company events
- Wellness and meal allowances
- Comprehensive healthcare schemes for employees and dependents
- More that we love to tell you along the process!
OKX Statement:
OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
The salary range for this position is $143,111 to $214,666
The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.
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About The Company
OKX is a world-leading digital asset exchange, providing advanced financial services to traders worldwide leveraging blockchain technology. Our platform offers spot & derivatives trading helping traders optimize their strategy. It provides a safe, reliable and stable environment for digital assets trading via web interface and mobile app by adopting GSLB, and distributed server clusters. We believe blockchain technology will eliminate barriers to transactions, increase the efficiency of transactions across society, and eventually have a significant impact on the global economy. We strive to achieve something that changes the world and never stop to innovate and improve on our customer experience.
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